Mutual Fund and Limited Partnership Tax Breakdown Posting Information within this section has been provided by Issuers of the Securities noted, and is from sources CDS believes to be reliable; however, users should exercise caution and discretion when relying upon the figures noted for any purpose or specific use. Following is a complete listing of filings processed to date, in order of receipt. Click on the filing type desired to filter the list, or use the 'Find...' feature of your browser to locate a specific company name. Individual filings may be viewed by clicking the Excel icon to the right of the entry (requires Excel 97 or Excel 2003). Form index: -- Select form type --(2010) All (2010) T3 (2010) T5013 (2009) All (2009) R15 (2009) R16 (2009) R3 (2009) T3 (2009) T5 (2009) T5013 (2009) T5013A (2008) All (2008) R15 (2008) R16 (2008) R3 (2008) T3 (2008) T5 (2008) T5013 (2008) T5013A (2007) All (2007) R15 (2007) R16 (2007) R3 (2007) T3 (2007) T5 (2007) T5013 (2007) T5013A (2006) All (2006) R15 (2006) R16 (2006) R3 (2006) T3 (2006) T5 (2006) T5013 (2005) All (2005) R15 (2005) R16 (2005) R3 (2005) T3 (2005) T5 (2005) T5013 (2004) All (2004) R15 (2004) R16 (2004) R3 (2004) T3 (2004) T5 (2004) T5013 (2003) All (2003) R15 (2003) R16 (2003) R3 (2003) T3 (2003) T5 (2003) T5013 (2002) All (2002) R15 (2002) R16 (2002) R3 (2002) T3 (2002) T5 (2002) T5013 (2001) All (2001) R15 (2001) R16 (2001) T3 (2001) T5013  All - 2009 Date Cusip Revised Security name Type Form 2010011211152801/12/2010 11:15:28 09643X101 020100112111528 09643X101020100112111528 BLUMONT AUGEN LIIMITED PARTNERSHIP 2008 09643X101020100112111528 T5013A 09643X10120100112111528 2010011211190301/12/2010 11:19:03 09643T100 020100112111903 09643T100020100112111903 BLUMONT AUGEN LIIMITED PARTNERSHIP 2007-1 09643T100020100112111903 T5013A, R15 09643T10020100112111903 2010011211213301/12/2010 11:21:33 09643W103 020100112112133 09643W103020100112112133 BLUMONT AUGEN QUEBEC LIIMITED PARTNERSHIP 2008 09643W103020100112112133 T5013A, R15 09643W10320100112112133 2010011514264601/15/2010 14:26:46 98542R109 020100115142646 98542R109020100115142646 YEARS FINANCIAL TRUST 98542R109020100115142646 T3 98542R10920100115142646 2010011514290401/15/2010 14:29:04 11221R209 020100115142904 11221R209020100115142904 BROMPTON VIP INCOME FUND - PREFERRED SECURITY 11221R209020100115142904 T5, R3 11221R20920100115142904 2010011517092501/15/2010 17:09:25 86269V205 020100115170925 86269V205020100115170925 STRATA INCOME FUND PREFERRED SECURITY 86269V205020100115170925 T5 86269V20520100115170925 2010011517323001/15/2010 17:32:30 29274D604 020100115173230 29274D604020100115173230 ENERPLUS RESOURCES FUND 29274D604020100115173230 T3 29274D60420100115173230 2010011706195901/17/2010 06:19:59 192668101 020100117061959 192668101020100117061959 COLABOR INCOME FUND - FONDS DE REVENU COLABOR 192668101020100117061959 T3, R16 19266810120100117061959 2010011811123201/18/2010 11:12:32 125599209 020100118111232 125599209020100118111232 CIX SPLIT CORP. - PRIORITY EQUITY SHARE 125599209020100118111232 T5, R3 12559920920100118111232 2010011811161601/18/2010 11:16:16 37944N209 020100118111616 37944N209020100118111616 GLOBAL RESOURCE SPLIT CORP.- PREFERRED SHARES 37944N209020100118111616 T5, R3 37944N20920100118111616 2010011811161801/18/2010 11:16:18 37944N100 020100118111618 37944N100020100118111618 GLOBAL RESOURCE SPLIT CORP.- CLASS A SHARES 37944N100020100118111618 T5, R3 37944N10020100118111618 2010011811233401/18/2010 11:23:34 24022Y109 020100118112334 24022Y109020100118112334 DDJ HIGH YIELD FUND 24022Y109020100118112334 T3 24022Y10920100118112334 2010011811265301/18/2010 11:26:53 82669D101 020100118112653 82669D101020100118112653 SIGNATURE DIVERSIFIED VALUE TRUST 82669D101020100118112653 T3 82669D10120100118112653 2010011811270901/18/2010 11:27:09 83085T100 020100118112709 83085T100020100118112709 SKYLON ALL ASSET TRUST 83085T100020100118112709 T3 83085T10020100118112709 2010011811283101/18/2010 11:28:31 21254T105 020100118112831 21254T105020100118112831 CONVERTIBLE & YIELD ADVANTAGE TRUST 21254T105020100118112831 T3 21254T10520100118112831 2010011811294601/18/2010 11:29:46 83085F100 020100118112946 83085F100020100118112946 SKYLON GLOBAL CAPITAL YIELD TRUST II 83085F100020100118112946 T3 83085F10020100118112946 2010011811315101/18/2010 11:31:51 83085E103 020100118113151 83085E103020100118113151 SKYLON GLOBAL CAPITAL YIELD TRUST 83085E103020100118113151 T3 83085E10320100118113151 2010011811315901/18/2010 11:31:59 83085Y109 020100118113159 83085Y109020100118113159 SKYLON GROWTH & INCOME TRUST 83085Y109020100118113159 T3 83085Y10920100118113159 2010011811341101/18/2010 11:34:11 429813108 020100118113411 429813108020100118113411 HIGH YIELD & MORTGAGE PLUS TRUST 429813108020100118113411 T3 42981310820100118113411 2010011811341001/18/2010 11:34:10 83085W103 020100118113410 83085W103020100118113410 SKYLON INTERNATIONAL ADVANTAGE YIELD TRUST SERIES A 83085W103020100118113410 T3 83085W10320100118113410 2010011811360601/18/2010 11:36:06 83085W202 020100118113606 83085W202020100118113606 SKYLON INTERNATIONAL ADVANTAGE YIELD TRUST SERIES B 83085W202020100118113606 T3 83085W20220100118113606 2010011811371101/18/2010 11:37:11 98583E108 020100118113711 98583E108020100118113711 YIELD ADVANTAGE INCOME TRUST 98583E108020100118113711 T3 98583E10820100118113711 2010011812270401/18/2010 12:27:04 83085A101 020100118122704 83085A101020100118122704 SKYLON BIG THREE STAR LP 83085A101020100118122704 T5013A 83085A10120100118122704 2010011908492501/19/2010 08:49:25 86176A104 020100119084925 86176A104020100119084925 STONE TOTAL RETURN UNIT TRUST 86176A104020100119084925 T3, R16 86176A10420100119084925 2010012110155001/21/2010 10:15:50 86679QAA9 020100121101550 86679QAA9020100121101550 SUN LIFE CAPITAL TRUST 86679QAA9020100121101550 T3 86679QAA920100121101550 2010012110172501/21/2010 10:17:25 86679QAB7 020100121101725 86679QAB7020100121101725 SUN LIFE CAPITAL TRUST 86679QAB7020100121101725 T3 86679QAB720100121101725 2010012113525601/21/2010 13:52:56 76130CAC0 020100121135256 76130CAC0020100121135256 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100121135256 T3 76130CAC020100121135256 2010012209210201/22/2010 09:21:02 16133Q207 020100122092102 16133Q207020100122092102 CHARTERHOUSE PREFERRED SHARE INDEX CORPORATION 16133Q207020100122092102 T5, R3 16133Q20720100122092102 2010012210411301/22/2010 10:41:13 21727L200 020100122104113 21727L200020100122104113 COPERNICAN INTERNATIONAL FINANCIAL SPLIT CORP. - PREFERRED SHARES 21727L200020100122104113 T5 21727L20020100122104113 2010012210440801/22/2010 10:44:08 21727R207 020100122104408 21727R207020100122104408 COPERNICAN WORLD BANKS SPLIT INC. - PREFERRED SHARES 21727R207020100122104408 T5 21727R20720100122104408 2010012210462401/22/2010 10:46:24 00133Q201 020100122104624 00133Q201020100122104624 AIC GLOBAL FINANCIAL SPLIT CORP. - PREFERRED SHARES 00133Q201020100122104624 T5 00133Q20120100122104624 2010012210475501/22/2010 10:47:55 00133P203 020100122104755 00133P203020100122104755 AIC DIVERSIFIED CANADA SPLIT CORP. - PREFERRED SHARES 00133P203020100122104755 T5 00133P20320100122104755 2010012210520801/22/2010 10:52:08 21727V109 020100122105208 21727V109020100122105208 COPERNICAN BRITISH BANKS FUND 21727V109020100122105208 T3 21727V10920100122105208 2010012210551901/22/2010 10:55:19 21727U101 020100122105519 21727U101020100122105519 COPERNICAN INTERNATIONAL PREMIUM DIVIDEND FUND 21727U101020100122105519 T3 21727U10120100122105519 2010012210564301/22/2010 10:56:43 29879E106 020100122105643 29879E106020100122105643 EUROPEAN PREMIUM DIVIDEND FUND 29879E106020100122105643 T3 29879E10620100122105643 2010012211422801/22/2010 11:42:28 04878Q400 020100122114228 04878Q400020100122114228 ATLANTIC POWER CORPORATION 04878Q400020100122114228 T5 04878Q40020100122114228 2010012211422901/22/2010 11:42:29 04878Q103 020100122114229 04878Q103020100122114229 ATLANTIC POWER CORPORATION 04878Q103020100122114229 T5 04878Q10320100122114229 2010012215492501/22/2010 15:49:25 625281100 020100122154925 625281100020100122154925 MULLEN GROUP INCOME FUND 625281100020100122154925 T3 62528110020100122154925 2010012215520001/22/2010 15:52:00 625277108 020100122155200 625277108020100122155200 MULLEN CO. LIMITED PARTNERSHIP 625277108020100122155200 T5013 62527710820100122155200 2010012514080601/25/2010 14:08:06 64438R306 020100125140806 64438R306020100125140806 NEW FLYER INDS./CANADA ULC INCOME DEPOSIT SECS "IDS" - CAD 64438R306020100125140806 T5, R3 64438R30620100125140806 2010012514221201/25/2010 14:22:12 667271100 020100125142212 667271100020100125142212 NORTHWATER MARKET-NEUTRAL TRUST 667271100020100125142212 T3 66727110020100125142212 2010012514271701/25/2010 14:27:17 66726Q106 020100125142717 66726Q106020100125142717 NORTHWATER FIVE YEAR MARKET-NEUTRAL TRUST 66726Q106020100125142717 T3 66726Q10620100125142717 2010012514421601/25/2010 14:42:16 66727R103 020100125144216 66727R103020100125144216 NORTHWATER TOP 75 INCOME TRUSTS PLUS 66727R103020100125144216 T3 66727R10320100125144216 2010012615274801/26/2010 15:27:48 016906307 020100126152748 016906307020100126152748 ALLBANC SPLIT CORP., CLASS A CAPITAL SHARE 016906307020100126152748 T5 01690630720100126152748 2010012615310301/26/2010 15:31:03 016906505 020100126153103 016906505020100126153103 ALLBANC SPLIT CORP., CLASS B PREFERRED SHARE 016906505020100126153103 T5 01690650520100126153103 2010012615364601/26/2010 15:36:46 01674P115 020100126153646 01674P115020100126153646 ALLBANC SPLIT CORP. II, CLASS A PREFERRED SHARE 01674P115020100126153646 T5 01674P11520100126153646 2010012615420001/26/2010 15:42:00 01674P107 020100126154200 01674P107020100126154200 ALLBANC SPLIT CORP. II, CLASS A CAPITAL SHARE 01674P107020100126154200 T5 01674P10720100126154200 2010012615450901/26/2010 15:45:09 05574Q305 020100126154509 05574Q305020100126154509 B SPLIT II CORP., CLASS B PREFERRED SHARES 05574Q305020100126154509 T5 05574Q30520100126154509 2010012615483901/26/2010 15:48:39 05574Q107 020100126154839 05574Q107020100126154839 B SPLIT II CORP., CAPITAL SHARES 05574Q107020100126154839 T5 05574Q10720100126154839 2010012615515501/26/2010 15:51:55 09656T203 020100126155155 09656T203020100126155155 BMONT SPLIT CORP., PREFERRED SHARES 09656T203020100126155155 T5 09656T20320100126155155 2010012615544701/26/2010 15:54:47 05567U206 020100126155447 05567U206020100126155447 BNS SPLIT CORP. II, PREFERRED SHARES 05567U206020100126155447 T5 05567U20620100126155447 2010012615593101/26/2010 15:59:31 05567U107 020100126155931 05567U107020100126155931 BNS SPLIT CORP. II, CAPITAL SHARES 05567U107020100126155931 T5 05567U10720100126155931 2010012616022401/26/2010 16:02:24 292725306 020100126160224 292725306020100126160224 ENERGY SPLIT CORP. INC., CAPITAL YIELD SHARE 292725306020100126160224 T5 29272530620100126160224 2010012616055001/26/2010 16:05:50 292725405 020100126160550 292725405020100126160550 ENERGY SPLIT CORP. INC., CLASS B PREFERRED SHARE 292725405020100126160550 T5 29272540520100126160550 2010012616122201/26/2010 16:12:22 292726106 020100126161222 292726106020100126161222 ENERGY SPLIT CORP. II INC., CAPITAL YIELD SHARE 292726106020100126161222 T5 29272610620100126161222 2010012616171301/26/2010 16:17:13 292726205 020100126161713 292726205020100126161713 ENERGY SPLIT CORP. II INC., ROC PREFERRED SHARE 292726205020100126161713 T5 29272620520100126161713 2010012616205401/26/2010 16:20:54 53218Q109 020100126162054 53218Q109020100126162054 LIFECO SPLIT CORP. INC., CAPITAL SHARE 53218Q109020100126162054 T5 53218Q10920100126162054 2010012616242501/26/2010 16:24:25 53218Q307 020100126162425 53218Q307020100126162425 LIFECO SPLIT CORP. INC., CLASS C PREFERRED SHARE 53218Q307020100126162425 T5 53218Q30720100126162425 2010012616330301/26/2010 16:33:03 65136R506 020100126163303 65136R506020100126163303 NEWGROWTH CORP., SERIES 1 PREFERRED 65136R506020100126163303 T5 65136R50620100126163303 2010012616354701/26/2010 16:35:47 65136R308 020100126163547 65136R308020100126163547 NEWGROWTH CORP., CLASS A CAPITAL SHARE 65136R308020100126163547 T5 65136R30820100126163547 2010012617403401/26/2010 17:40:34 67788R107 020100126174034 67788R107020100126174034 MARKLAND OIL SANDS SECTOR FUND 67788R107020100126174034 T3 67788R10720100126174034 2010012709492001/27/2010 09:49:20 74973P300 020100127094920 74973P300020100127094920 R SPLIT II CORP., CAPITAL SHARE 74973P300020100127094920 T5 74973P30020100127094920 2010012709521001/27/2010 09:52:10 74973P201 020100127095210 74973P201020100127095210 R SPLIT II CORP., PREFERRED SHARE 74973P201020100127095210 T5 74973P20120100127095210 2010012709543001/27/2010 09:54:30 74973U200 020100127095430 74973U200020100127095430 R SPLIT III CORP., PREFERRED SHARE 74973U200020100127095430 T5 74973U20020100127095430 2010012709575501/27/2010 09:57:55 74973U101 020100127095755 74973U101020100127095755 R SPLIT III CORP., CAPITAL SHARE 74973U101020100127095755 T5 74973U10120100127095755 2010012710015601/27/2010 10:01:56 78444D200 020100127100156 78444D200020100127100156 SL SPLIT CORP., PREFERRED SHARE 78444D200020100127100156 T5 78444D20020100127100156 2010012710090301/27/2010 10:09:03 830131207 020100127100903 830131207020100127100903 SIXTY SPLIT CORP., PREFERRED SHARE 830131207020100127100903 T5 83013120720100127100903 2010012710122501/27/2010 10:12:25 78460U300 020100127101225 78460U300020100127101225 SNP SPLIT CORP., CLASS B PREFERRED SHARE 78460U300020100127101225 T5 78460U30020100127101225 2010012710153401/27/2010 10:15:34 78460W207 020100127101534 78460W207020100127101534 SNP HEALTH SPLIT CORP., PREFERRED SHARE 78460W207020100127101534 T5 78460W20720100127101534 2010012710194901/27/2010 10:19:49 917912206 020100127101949 917912206020100127101949 UTILITY CORP., CLASS C SHARE 917912206020100127101949 T5 91791220620100127101949 2010012718433401/27/2010 18:43:34 89620N102 020100127184334 89620N102020100127184334 TRIMAC INCOME FUND 89620N102020100127184334 T3 89620N10220100127184334 2010012818431701/28/2010 18:43:17 00509R106 020100128184317 00509R106020100128184317 ACUITY SMALL CAP CORPORATION 00509R106020100128184317 T5 00509R10620100128184317 2010012910010401/29/2010 10:01:04 65136R308 020100129100104R R 65136R308020100129100104 NEWGROWTH CORP., CLASS A CAPITAL SHARE 65136R308020100129100104R T5 65136R30820100129100104R 2010012910215001/29/2010 10:21:50 504904103 020100129102150 504904103020100129102150 LABRADOR IRON ORE ROYALTY INCOME FUND 504904103020100129102150 T3 50490410320100129102150 2010012910223401/29/2010 10:22:34 49713Q107 020100129102234 49713Q107020100129102234 KINGSWAY LINKED RETURN OF CAPITAL TRUST 49713Q107020100129102234 T3 49713Q10720100129102234 2010012910234101/29/2010 10:23:41 78401Y106 020100129102341 78401Y106020100129102341 SCITI ROCS TRUST 78401Y106020100129102341 T3 78401Y10620100129102341 2010012910593001/29/2010 10:59:30 868637109 020100129105930 868637109020100129105930 SUPREMEX INCOME FUND 868637109020100129105930 T3, R16 86863710920100129105930 2010012911330501/29/2010 11:33:05 36827K100 020100129113305 36827K100020100129113305 SOCIÉTÉ EN COMMANDITE GAZ METRO / GAZ MÉTRO LIMITED PARTNERSHIP 36827K100020100129113305 T5013, R15 36827K10020100129113305 2010012913105201/29/2010 13:10:52 49713Q107 020100129131052R R 49713Q107020100129131052 KINGSWAY LINKED RETURN OF CAPITAL TRUST 49713Q107020100129131052R T3 49713Q10720100129131052R 2010012914270601/29/2010 14:27:06 86387Y107 020100129142706 86387Y107020100129142706 STUDENT TRANSPORTATION OF AMERICA LTD - COMMON SHARES 86387Y107020100129142706 T5 86387Y10720100129142706 2010012914300201/29/2010 14:30:02 86388A108 020100129143002 86388A108020100129143002 STUDENT TRANSPORTATION INC - COMMON SHARES 86388A108020100129143002 T5 86388A10820100129143002 2010012914332601/29/2010 14:33:26 86388A207 020100129143326 86388A207020100129143326 STUDENT TRANSPORTATION OF AMERICA LTD - INCOME PARTICIPATING SECURITY (IPS) 86388A207020100129143326 T5 86388A20720100129143326 2010012914352101/29/2010 14:35:21 86387XAA7 020100129143521 86387XAA7020100129143521 STUDENT TRANSPORTATION OF AMERICA ULC - 14% SUBORDINATED NOTES 86387XAA7020100129143521 T5 86387XAA720100129143521 2010020108584102/01/2010 08:58:41 774910103 020100201085841 774910103020100201085841 ROGERS SUGAR INCOME FUND 774910103020100201085841 T3, R16 77491010320100201085841 2010020110313802/01/2010 10:31:38 05936N206 020100201103138 05936N206020100201103138 BAM SPLIT CORP, CLASS A PREFERRED 05936N206020100201103138 T5 05936N20620100201103138 2010020110350102/01/2010 10:35:01 05936N305 020100201103501 05936N305020100201103501 BAM SPLIT CORP, CLASS AA PREFERRED, SERIES 1 05936N305020100201103501 T5 05936N30520100201103501 2010020110363502/01/2010 10:36:35 05936N404 020100201103635 05936N404020100201103635 BAM SPLIT CORP, CLASS AA PREFERRED, SERIES 3 05936N404020100201103635 T5 05936N40420100201103635 2010020110375902/01/2010 10:37:59 05936N503 020100201103759 05936N503020100201103759 BAM SPLIT CORP, CLASS AA PREFERRED, SERIES 4 05936N503020100201103759 T5 05936N50320100201103759 2010020114024502/01/2010 14:02:45 74158D304 020100201140245 74158D304020100201140245 PRIMARY ENERGY RECYCLING CORPORATION 74158D304020100201140245 T5 74158D30420100201140245 2010020114390502/01/2010 14:39:05 321135105 020100201143905 321135105020100201143905 FIRST NATIONAL INCOME FUND 321135105020100201143905 T3 32113510520100201143905 2010020115050102/01/2010 15:05:01 74158D304 020100201150501R R 74158D304020100201150501 PRIMARY ENERGY RECYCLING CORPORATION 74158D304020100201150501R T5 74158D30420100201150501R 2010020118042102/01/2010 18:04:21 001986108 020100201180421 001986108020100201180421 ARC ENERGY TRUST 001986108020100201180421 T3, R16 00198610820100201180421 2010020210405702/02/2010 10:40:57 87807MAA1 020100202104057 87807MAA1020100202104057 TD CAPITAL TRUST SECURITIES SERIES 2009 87807MAA1020100202104057 T3 87807MAA120100202104057 2010020212152802/02/2010 12:15:28 05936N206 020100202121528R R 05936N206020100202121528 BAM SPLIT CORP, CLASS A PREFERRED 05936N206020100202121528R T5 05936N20620100202121528R 2010020214113202/02/2010 14:11:32 493525604 020100202141132 493525604020100202141132 KEYSTONE NORTH AMERICA, INC. 493525604020100202141132 T5 49352560420100202141132 2010020214124302/02/2010 14:12:43 493525802 020100202141243 493525802020100202141243 KEYSTONE NORTH AMERICA, INC. (INCL. KEYSTONE NEWPORT ULC) 493525802020100202141243 T5, R3 49352580220100202141243 2010020216314202/02/2010 16:31:42 62544U304 020100202163142 62544U304020100202163142 MULTI SELECT INCOME TRUST - PREFERRED SECURITIES 62544U304020100202163142 T5 62544U30420100202163142 2010020216332902/02/2010 16:33:29 67788Q208 020100202163329 67788Q208020100202163329 OIL SANDS SPLIT TRUST - PREFERRED SECURITIES 67788Q208020100202163329 T5 67788Q20820100202163329 2010020309031402/03/2010 09:03:14 62544U304 020100203090314R R 62544U304020100203090314 MULTI SELECT INCOME TRUST - PREFERRED SECURITIES 62544U304020100203090314R T5 62544U30420100203090314R 2010020309492802/03/2010 09:49:28 493525604 020100203094928R R 493525604020100203094928 KEYSTONE NORTH AMERICA, INC. 493525604020100203094928R T5 49352560420100203094928R 2010020310103602/03/2010 10:10:36 67788Q208 020100203101036R R 67788Q208020100203101036 OIL SANDS SPLIT TRUST - PREFERRED SECURITIES 67788Q208020100203101036R T5 67788Q20820100203101036R 2010020311184102/03/2010 11:18:41 001986108 020100203111841R R 001986108020100203111841 ARC ENERGY TRUST 001986108020100203111841R T3, R16 00198610820100203111841R 2010020314102602/03/2010 14:10:26 985569102 020100203141026 985569102020100203141026 YELLOW PAGES INCOME FUND 985569102020100203141026 T3, R16 98556910220100203141026 2010020314382602/03/2010 14:38:26 579176108 020100203143826 579176108020100203143826 MCAN MORTGAGE CORPORATION 579176108020100203143826 T5, R3 57917610820100203143826 2010020314443502/03/2010 14:44:35 292717105 020100203144435 292717105020100203144435 JUST ENERGY INCOME FUND 292717105020100203144435 T3 29271710520100203144435 2010020314443602/03/2010 14:44:36 48214A108 020100203144436 48214A108020100203144436 JUST ENERGY EXCHANGE CORP. 48214A108020100203144436 T5 48214A10820100203144436 2010020316581102/03/2010 16:58:11 76130CAC0 020100203165811R R 76130CAC0020100203165811 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100203165811R T3 76130CAC020100203165811R 2010020409055802/04/2010 09:05:58 656544103 020100204090558 656544103020100204090558 NORSTAR SECURITIES TRUST 656544103020100204090558 T3 65654410320100204090558 2010020409505302/04/2010 09:50:53 579176108 020100204095053R R 579176108020100204095053 MCAN MORTGAGE CORPORATION 579176108020100204095053R T5, R3 57917610820100204095053R 2010020411161002/04/2010 11:16:10 707885109 020100204111610 707885109020100204111610 PENN WEST ENERGY TRUST 707885109020100204111610 T3 70788510920100204111610 2010020411192802/04/2010 11:19:28 00762L101 020100204111928 00762L101020100204111928 ADVANTAGE ENERGY INCOME FUND 00762L101020100204111928 T3 00762L10120100204111928 2010020411565402/04/2010 11:56:54 000255109 020100204115654 000255109020100204115654 A&W REVENUE ROYALTIES INCOME FUND 000255109020100204115654 T3 00025510920100204115654 2010020413101602/04/2010 13:10:16 65136R506 020100204131016R R 65136R506020100204131016 NEWGROWTH CORP., SERIES 1 CLASS B PREFERRED SHARE 65136R506020100204131016R T5 65136R50620100204131016R 2010020413113902/04/2010 13:11:39 65136R605 020100204131139 65136R605020100204131139 NEWGROWTH CORP., SERIES 2 CLASS B PREFERRED SHARE 65136R605020100204131139 T5 65136R60520100204131139 2010020414343802/04/2010 14:34:38 317504314 020100204143438 317504314020100204143438 FINANCIAL 15 SPLIT CORP.-CLASS A SHARES 317504314020100204143438 T5 31750431420100204143438 2010020414382502/04/2010 14:38:25 317504108 020100204143825 317504108020100204143825 FINANCIAL 15 SPLIT CORP.-PREFERRED SHARES 317504108020100204143825 T5 31750410820100204143825 2010020414402102/04/2010 14:40:21 292717105 020100204144021R R 292717105020100204144021 ENERGY SAVINGS INCOME FUND 292717105020100204144021R T3 29271710520100204144021R 2010020414404102/04/2010 14:40:41 25537R109 020100204144041 25537R109020100204144041 DIVIDEND 15 SPLIT CORP._CLASS A SHARES 25537R109020100204144041 T5 25537R10920100204144041 2010020414434902/04/2010 14:43:49 25537R208 020100204144349 25537R208020100204144349 DIVIDEND 15 SPLIT CORP.-PREFERRED SHARES 25537R208020100204144349 T5 25537R20820100204144349 2010020414465702/04/2010 14:46:57 317509107 020100204144657 317509107020100204144657 FINANCIAL 15 SPLIT CORP. II-CLASS A SHARES 317509107020100204144657 T5 31750910720100204144657 2010020414484502/04/2010 14:48:45 317509206 020100204144845 317509206020100204144845 FINANCIAL 15 SPLIT CORP.II-PREFERRED SHARES 317509206020100204144845 T5 31750920620100204144845 2010020414505502/04/2010 14:50:55 90341H101 020100204145055 90341H101020100204145055 US FINANCIAL 15 SPLIT CORP.-CLASS A SHARES 90341H101020100204145055 T5 90341H10120100204145055 2010020414533902/04/2010 14:53:39 90341H200 020100204145339 90341H200020100204145339 US FINANCIAL 15 SPLIT CORP.-PREFERRED SHARES 90341H200020100204145339 T5 90341H20020100204145339 2010020414555502/04/2010 14:55:55 136290103 020100204145555 136290103020100204145555 CANADIAN LIFE COMPANIES SPLIT CORP.-CLASS A SHARES 136290103020100204145555 T5 13629010320100204145555 2010020414572702/04/2010 14:57:27 136290202 020100204145727 136290202020100204145727 CANADIAN LIFE COMPANIES SPLIT CORP.-PREFERRED SHARES 136290202020100204145727 T5 13629020220100204145727 2010020414575902/04/2010 14:57:59 74160X207 020100204145759 74160X207020100204145759 PRIME RATE PLUS CORP.-PREFERRED SHARES 74160X207020100204145759 T5 74160X20720100204145759 2010020415004802/04/2010 15:00:48 13536U109 020100204150048 13536U109020100204150048 CANADIAN BANC RECOVERY CORP.-CLASS A SHARES 13536U109020100204150048 T5 13536U10920100204150048 2010020415012302/04/2010 15:01:23 13536U208 020100204150123 13536U208020100204150123 CANADIAN BANC RECOVERY CORP.-PREFERRED SHARES 13536U208020100204150123 T5 13536U20820100204150123 2010020415040402/04/2010 15:04:04 74161F106 020100204150404 74161F106020100204150404 PRIME DIVIDEND CORP-CLASS A SHARES 74161F106020100204150404 T5 74161F10620100204150404 2010020415043502/04/2010 15:04:35 74161F205 020100204150435 74161F205020100204150435 PRIME DIVIDEND CORP.-PREFERRED SHARES 74161F205020100204150435 T5 74161F20520100204150435 2010020415102102/04/2010 15:10:21 25537W108 020100204151021 25537W108020100204151021 DIVIDEND 15 SPLIT CORP. II-CLASS A SHARES 25537W108020100204151021 T5 25537W10820100204151021 2010020415120302/04/2010 15:12:03 25537W207 020100204151203 25537W207020100204151203 DIVIDEND 15 SPLIT CORP. II -PREFERRED SHARES 25537W207020100204151203 T5 25537W20720100204151203 2010020415133602/04/2010 15:13:36 200701209 020100204151336 200701209020100204151336 COMMERCE SPLIT CORP.-CLASS A SHARES 200701209020100204151336 T5 20070120920100204151336 2010020415151302/04/2010 15:15:13 200701100 020100204151513 200701100020100204151513 COMMERCE SPLIT CORP.-PRIORITY EQUITY SHARES 200701100020100204151513 T5 20070110020100204151513 2010020415155002/04/2010 15:15:50 55376A107 020100204151550 55376A107020100204151550 M SPLIT CORP.-CLASS A SHARES 55376A107020100204151550 T5 55376A10720100204151550 2010020415171402/04/2010 15:17:14 55376A206 020100204151714 55376A206020100204151714 M SPLIT CORP.-PRIORITY EQUITY SHARES 55376A206020100204151714 T5 55376A20620100204151714 2010020415182302/04/2010 15:18:23 87234Y209 020100204151823 87234Y209020100204151823 TDB SPLIT CORP.-CLASS A SHARES 87234Y209020100204151823 T5 87234Y20920100204151823 2010020415205802/04/2010 15:20:58 87234Y100 020100204152058 87234Y100020100204152058 TDB SPLIT CORP.-PREFERRED SHARES 87234Y100020100204152058 T5 87234Y10020100204152058 2010020415223202/04/2010 15:22:32 31769T201 020100204152232 31769T201020100204152232 FINANCIAL SERVICES INCOME STREAMS- CAPITAL YIELD SHARES 31769T201020100204152232 T5 31769T20120100204152232 2010020415251902/04/2010 15:25:19 31769T102 020100204152519 31769T102020100204152519 FINANCIAL SERVICES INCOME STREAMS-EQUITY DIVIDEND SHARES 31769T102020100204152519 T5 31769T10220100204152519 2010020415265702/04/2010 15:26:57 14017N200 020100204152657 14017N200020100204152657 CAPITAL GAINS INCOME STREAMS-CAPITAL YIELD SHARES 14017N200020100204152657 T5 14017N20020100204152657 2010020415294502/04/2010 15:29:45 14017N101 020100204152945 14017N101020100204152945 CAPITAL GAINS INCOME STREAMS-EQUITY DIVIDEND SHARES 14017N101020100204152945 T5 14017N10120100204152945 2010020415311202/04/2010 15:31:12 45336U202 020100204153112 45336U202020100204153112 INCOME STREAMS III CORP.-CAPITAL YIELD SHARES 45336U202020100204153112 T5 45336U20220100204153112 2010020415330402/04/2010 15:33:04 45336U103 020100204153304 45336U103020100204153304 INCOME STREAMS III CORP.-EQUITY DIVIDEND SHARES 45336U103020100204153304 T5 45336U10320100204153304 2010020415332502/04/2010 15:33:25 848940300 020100204153325 848940300020100204153325 SPLIT YIELD CORP.-CAPITAL SHARES 848940300020100204153325 T5 84894030020100204153325 2010020415360802/04/2010 15:36:08 848940102 020100204153608 848940102020100204153608 SPLIT YIELD CORP.-CLASS I PREFERRED SHARES 848940102020100204153608 T5 84894010220100204153608 2010020415372602/04/2010 15:37:26 848940201 020100204153726 848940201020100204153726 SPLIT YIELD CORP.-CLASS II PREFERRED SHARES 848940201020100204153726 T5 84894020120100204153726 2010020415391602/04/2010 15:39:16 453299109 020100204153916 453299109020100204153916 INCOME FINANCIAL 453299109020100204153916 T3 45329910920100204153916 2010020415531002/04/2010 15:53:10 48213T108 020100204155310 48213T108020100204155310 JUST ENERGY INCOME FUND 48213T108020100204155310 T3 48213T10820100204155310 2010020416060602/04/2010 16:06:06 31863A108 020100204160606 31863A108020100204160606 FIRST ASSET CANBANC SPLIT CORP. - CLASS A SHARES 31863A108020100204160606 T5 31863A10820100204160606 2010020416094302/04/2010 16:09:43 31863A207 020100204160943 31863A207020100204160943 FIRST ASSET CANBANC SPLIT CORP. - PREFERRED SHARES 31863A207020100204160943 T5 31863A20720100204160943 2010020416115502/04/2010 16:11:55 628777203 020100204161155 628777203020100204161155 NB SPLIT CORP. - CAPITAL SHARES 628777203020100204161155 T5 62877720320100204161155 2010020416134202/04/2010 16:13:42 628777302 020100204161342 628777302020100204161342 NB SPLIT CORP. - PREFERRED SHARES 628777302020100204161342 T5 62877730220100204161342 2010020416145002/04/2010 16:14:50 37948T202 020100204161450 37948T202020100204161450 GLOBALBANC ADVANTAGED 8 SPLIT CORP. - PREFERRED SHARES 37948T202020100204161450 T5 37948T20220100204161450 2010020416170202/04/2010 16:17:02 379345101 020100204161702 379345101020100204161702 GLOBAL 45 SPLIT CORP. - CLASS A SHARES 379345101020100204161702 T5 37934510120100204161702 2010020416183502/04/2010 16:18:35 379345200 020100204161835 379345200020100204161835 GLOBAL 45 SPLIT CORP. - PREFERRED SHARES 379345200020100204161835 T5 37934520020100204161835 2010020417291802/04/2010 17:29:18 55608W109 020100204172918 55608W109020100204172918 MACQUARIE NEXGEN GLOBAL INFRASTRUCTURE CORPORATION - CLASS A 55608W109020100204172918 T5, R3 55608W10920100204172918 2010020418422802/04/2010 18:42:28 76130CAC0 020100204184228R R 76130CAC0020100204184228 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100204184228R T3 76130CAC020100204184228R 2010020509532402/05/2010 09:53:24 453299109 020100205095324R R 453299109020100205095324 INCOME FINANCIAL 453299109020100205095324R T3 45329910920100205095324R 2010020510092702/05/2010 10:09:27 763102100 020100205100927 763102100020100205100927 RICHARDS PACKAGING INCOME FUND 763102100020100205100927 T3 76310210020100205100927 2010020510285002/05/2010 10:28:50 763102100 020100205102850R R 763102100020100205102850 RICHARDS PACKAGING INCOME FUND 763102100020100205102850R T3 76310210020100205102850R 2010020515464602/05/2010 15:46:46 30376R202 020100205154646 30376R202020100205154646 FAIRCOURT INCOME & GROWTH SPLIT TRUST 30376R202020100205154646 T5 30376R20220100205154646 2010020516060702/05/2010 16:06:07 29268J104 020100205160607 29268J104020100205160607 ENERFLEX SYSTEMS INCOME FUND 29268J104020100205160607 T3 29268J10420100205160607 2010020516072702/05/2010 16:07:27 29268K101 020100205160727 29268K101020100205160727 ENERFLEX HOLDINGS LIMITED PARTNERSHIP 29268K101020100205160727 T5013 29268K10120100205160727 2010020516134702/05/2010 16:13:47 69866H100 020100205161347 69866H100020100205161347 PANTERA DRILLING INCOME TRUST 69866H100020100205161347 T3 69866H10020100205161347 2010020516162802/05/2010 16:16:28 30376N201 020100205161628 30376N201020100205161628 FAIRCOURT SPLIT TRUST 30376N201020100205161628 T5 30376N20120100205161628 2010020516184702/05/2010 16:18:47 12467Q103 020100205161847 12467Q103020100205161847 C.A. BANCORP CANADIAN REALTY FINANCE CORPORATION 12467Q103020100205161847 T5 12467Q10320100205161847 2010020516193102/05/2010 16:19:31 12467Q202 020100205161931 12467Q202020100205161931 C.A. BANCORP CANADIAN REALTY FINANCE CORPORATION 12467Q202020100205161931 T5 12467Q20220100205161931 2010020516295402/05/2010 16:29:54 30376T109 020100205162954 30376T109020100205162954 FAIRCOURT GOLD INCOME CORP. 30376T109020100205162954 T5 30376T10920100205162954 2010020516405602/05/2010 16:40:56 918028200 020100205164056 918028200020100205164056 UTILITY SPLIT TRUST - PREFERRED SECURITIES 918028200020100205164056 T5 91802820020100205164056 2010020516415602/05/2010 16:41:56 848634200 020100205164156 848634200020100205164156 SPLIT REIT OPPORTUNITY TRUST - PREFERRED SECURITIES 848634200020100205164156 T5 84863420020100205164156 2010020811390102/08/2010 11:39:01 897839106 020100208113901 897839106020100208113901 TRUE ENERGY TRUST 897839106020100208113901 T3 89783910620100208113901 2010020820192802/08/2010 20:19:28 87236P404 020100208201928 87236P404020100208201928 TD SPLIT INC. CLASS B PREFERRED SHARES 87236P404020100208201928 T5, R3 87236P40420100208201928 2010020820193702/08/2010 20:19:37 87236P305 020100208201937 87236P305020100208201937 TD SPLIT INC. CLASS B CAPITAL SHARES 87236P305020100208201937 T5, R3 87236P30520100208201937 2010020820221202/08/2010 20:22:12 33828T503 020100208202212 33828T503020100208202212 5BANC SPLIT INC. CLASS B CAPITAL SHARES 33828T503020100208202212 T5, R3 33828T50320100208202212 2010020820230402/08/2010 20:23:04 33828T404 020100208202304 33828T404020100208202304 5BANC SPLIT INC. CLASS B PREFERRED SHARES 33828T404020100208202304 T5, R3 33828T40420100208202304 2010020820241402/08/2010 20:24:14 089142103 020100208202414 089142103020100208202414 BIG 8 SPLIT INC. CLASS A CAPITAL SHARES 089142103020100208202414 T5, R3 08914210320100208202414 2010020820251502/08/2010 20:25:15 089142301 020100208202515 089142301020100208202515 BIG 8 SPLIT INC. CLASS B PREFERRED SHARES 089142301020100208202515 T5, R3 08914230120100208202515 2010020910344602/09/2010 10:34:46 103309100 020100209103446 103309100020100209103446 BOYD GROUP INCOME FUND 103309100020100209103446 T3 10330910020100209103446 2010020910361002/09/2010 10:36:10 103307104 020100209103610 103307104020100209103610 BOYD GROUP HOLDINGS INC. - CLASS A COMMON SHARES 103307104020100209103610 T5 10330710420100209103610 2010020910532402/09/2010 10:53:24 706329109 020100209105324 706329109020100209105324 PEMBINA PIPELINE INCOME FUND 706329109020100209105324 T3 70632910920100209105324 2010020913104402/09/2010 13:10:44 58457V206 020100209131044 58457V206020100209131044 MEDICAL FACILITIES CORPORATION IPS UNITS 58457V206020100209131044 T5, R3 58457V20620100209131044 2010020913130402/09/2010 13:13:04 000255109 020100209131304R R 000255109020100209131304 A&W REVENUE ROYALTIES INCOME FUND 000255109020100209131304R T3 00025510920100209131304R 2010020913153402/09/2010 13:15:34 37945W208 020100209131534 37945W208020100209131534 GLOBAL CREDIT PREF CORP. 37945W208020100209131534 T5 37945W20820100209131534 2010020915202702/09/2010 15:20:27 11220X108 020100209152027 11220X108020100209152027 BROMPTON EQUITY SPLIT CORP. - CLASS A SHARES 11220X108020100209152027 T5, R3 11220X10820100209152027 2010020915250002/09/2010 15:25:00 11220X207 020100209152500 11220X207020100209152500 BROMPTON EQUITY SPLIT CORP. - PREFERRED SHARES 11220X207020100209152500 T5, R3 11220X20720100209152500 2010020915365102/09/2010 15:36:51 58457V206 020100209153651R R 58457V206020100209153651 MEDICAL FACILITIES CORPORATION IPS UNITS 58457V206020100209153651R T5, R3 58457V20620100209153651R 2010020916383102/09/2010 16:38:31 33734F100 020100209163831 33734F100020100209163831 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND II 33734F100020100209163831 T3, R16 33734F10020100209163831 2010020916403102/09/2010 16:40:31 33733M106 020100209164031 33733M106020100209164031 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND 33733M106020100209164031 T3, R16 33733M10620100209164031 2010020916464502/09/2010 16:46:45 53184C100 020100209164645 53184C100020100209164645 LIFE & BANC SPLIT CORP. - CLASS A SHARES 53184C100020100209164645 T5, R3 53184C10020100209164645 2010020916472702/09/2010 16:47:27 20824A109 020100209164727 20824A109020100209164727 CONNOR, CLARK & LUNN 2007 FLOW-THROUGH LIMITED PARTNERSHIP 20824A109020100209164727 T5013A, R15 20824A10920100209164727 2010020916472302/09/2010 16:47:23 53184C118 020100209164723 53184C118020100209164723 LIFE & BANC SPLIT CORP. - PREFERRED SHARES 53184C118020100209164723 T5, R3 53184C11820100209164723 2010020916505602/09/2010 16:50:56 112216106 020100209165056 112216106020100209165056 BROMPTON LIFECO SPLIT CORP. - CLASS A SHARES 112216106020100209165056 T5, R3 11221610620100209165056 2010020916525202/09/2010 16:52:52 112216205 020100209165252 112216205020100209165252 BROMPTON LIFECO SPLIT CORP. - PREFERRED SHARES 112216205020100209165252 T5, R3 11221620520100209165252 2010020916515502/09/2010 16:51:55 103307104 020100209165155R R 103307104020100209165155 BOYD GROUP HOLDINGS INC. - CLASS A COMMON SHARES 103307104020100209165155R T5 10330710420100209165155R 2010020916542402/09/2010 16:54:24 11221E109 020100209165424 11221E109020100209165424 BROMPTON SPLIT BANC CORP. - CLASS A SHARES 11221E109020100209165424 T5, R3 11221E10920100209165424 2010020916572102/09/2010 16:57:21 11221E208 020100209165721 11221E208020100209165721 BROMPTON SPLIT BANC CORP. - PREFERRED SHARES 11221E208020100209165721 T5, R3 11221E20820100209165721 2010020916594602/09/2010 16:59:46 25537Y104 020100209165946 25537Y104020100209165946 DIVIDEND GROWTH SPLIT CORP. - CLASS A SHARES 25537Y104020100209165946 T5, R3 25537Y10420100209165946 2010020917015502/09/2010 17:01:55 834701104 020100209170155 834701104020100209170155 SOMERSET ENTERTAINMENT INCOME FUND 834701104020100209170155 T3 83470110420100209170155 2010020917015402/09/2010 17:01:54 25537Y203 020100209170154 25537Y203020100209170154 DIVIDEND GROWTH SPLIT CORP. - PREFERRED SHARES 25537Y203020100209170154 T5, R3 25537Y20320100209170154 2010020917244702/09/2010 17:24:47 628949109 020100209172447 628949109020100209172447 NAL OIL & GAS TRUST 628949109020100209172447 T3 62894910920100209172447 2010020918524002/09/2010 18:52:40 20823V104 020100209185240 20823V104020100209185240 CONNOR, CLARK & LUNN CONSERVATIVE INCOME FUND II 20823V104020100209185240 T3, R16 20823V10420100209185240 2010021010572002/10/2010 10:57:20 11221K105 020100210105720 11221K105020100210105720 BROMPTON ADVANTAGED VIP INCOME FUND 11221K105020100210105720 T3 11221K10520100210105720 2010021011005002/10/2010 11:00:50 11221L103 020100210110050 11221L103020100210110050 BROMPTON ADVANTAGED OIL & GAS INCOME FUND 11221L103020100210110050 T3 11221L10320100210110050 2010021013224102/10/2010 13:22:41 86387XAA7 020100210132241R R 86387XAA7020100210132241 STUDENT TRANSPORTATION OF AMERICA ULC - 14% SUBORDINATED NOTES 86387XAA7020100210132241R T5 86387XAA720100210132241R 2010021013442402/10/2010 13:44:24 083433102 020100210134424 083433102020100210134424 BENVEST NEW LOOK INCOME FUND / FONDS DE REVENU BENVEST NEW LOOK 083433102020100210134424 T3, R16 08343310220100210134424 2010021014211502/10/2010 14:21:15 000941203 020100210142115 000941203020100210142115 ` 000941203020100210142115 T5013, R15 00094120320100210142115 2010021014223402/10/2010 14:22:34 876760109 020100210142234 876760109020100210142234 TAX OPTIMIZED RETURN ORIENTED SECURITIES TRUST 876760109020100210142234 T3, R16 87676010920100210142234 2010021014231902/10/2010 14:23:19 876760208 020100210142319 876760208020100210142319 TAX OPTIMIZED RETURN ORIENTED SECURITIES TRUST 876760208020100210142319 T5, R3 87676020820100210142319 2010021014235602/10/2010 14:23:56 62541J104 020100210142356 62541J104020100210142356 MULTI-MANAGER LIMITED PARTNERSHIP I 62541J104020100210142356 T5013, R15 62541J10420100210142356 2010021014262002/10/2010 14:26:20 52107B108 020100210142620 52107B108020100210142620 LAZARD GLOBAL CONVERTIBLE BOND FUND 52107B108020100210142620 T3, R16 52107B10820100210142620 2010021014281602/10/2010 14:28:16 37949D107 020100210142816 37949D107020100210142816 GLOBAL AGRIBUSINESS TRUST 37949D107020100210142816 T3, R16 37949D10720100210142816 2010021014284302/10/2010 14:28:43 54287U104 020100210142843 54287U104020100210142843 LONG RESERVE LIFE RESOURCE FUND 54287U104020100210142843 T3, R16 54287U10420100210142843 2010021014290502/10/2010 14:29:05 37938J107 020100210142905 37938J107020100210142905 GLOBAL STRATEGY MASTER LP 37938J107020100210142905 T5013, R15 37938J10720100210142905 2010021014311402/10/2010 14:31:14 001174101 020100210143114 001174101020100210143114 AG GROWTH INCOME FUND 001174101020100210143114 T3 00117410120100210143114 2010021015051802/10/2010 15:05:18 135507101 020100210150518 135507101020100210150518 CANADIAN CONVERTIBLE DEBENTURE FUND 135507101020100210150518 T3 13550710120100210150518 2010021015075802/10/2010 15:07:58 74041F102 020100210150758 74041F102020100210150758 PREFERRED SHARE INVESTMENT TRUST 74041F102020100210150758 T3 74041F10220100210150758 2010021015095702/10/2010 15:09:57 31863F107 020100210150957 31863F107020100210150957 FIRST ASSET POWERGEN FUND 31863F107020100210150957 T3 31863F10720100210150957 2010021015122602/10/2010 15:12:26 31862V103 020100210151226 31862V103020100210151226 FIRST ASSET DIVERSIFIED CONVERTIBLE DEBENTURE FUND 31862V103020100210151226 T3 31862V10320100210151226 2010021015155402/10/2010 15:15:54 31863J109 020100210151554 31863J109020100210151554 FIRST ASSET REIT INCOME FUND 31863J109020100210151554 T3 31863J10920100210151554 2010021015165002/10/2010 15:16:50 318625209 020100210151650 318625209020100210151650 FIRST ASSET PIPES & POWER INCOME FUND 318625209020100210151650 T3 31862520920100210151650 2010021015194902/10/2010 15:19:49 318620200 020100210151949 318620200020100210151949 FIRST ASSET YIELD OPPORTUNITY TRUST - SERIES A 318620200020100210151949 T3 31862020020100210151949 2010021015204402/10/2010 15:20:44 318620309 020100210152044 318620309020100210152044 FIRST ASSET YIELD OPPORTUNITY TRUST - SERIES B 318620309020100210152044 T3 31862030920100210152044 2010021015240102/10/2010 15:24:01 895947109 020100210152401 895947109020100210152401 TRIAX DIVERSIFIED HIGH-YIELD TRUST 895947109020100210152401 T3 89594710920100210152401 2010021015254102/10/2010 15:25:41 848634309 020100210152541 848634309020100210152541 SPLIT REIT OPPORTUNITY TRUST - CAPITAL UNITS 848634309020100210152541 T3 84863430920100210152541 2010021015271502/10/2010 15:27:15 918028309 020100210152715 918028309020100210152715 UTILITY SPLIT TRUST - CAPITAL UNITS 918028309020100210152715 T3 91802830920100210152715 2010021015281202/10/2010 15:28:12 31862R102 020100210152812 31862R102020100210152812 FIRST ASSET/BLACKROCK NORTH AMERICAN DIVIDEND ACHIEVERSTM TRUST 31862R102020100210152812 T3 31862R10220100210152812 2010021015295202/10/2010 15:29:52 31862W101 020100210152952 31862W101020100210152952 FIRST ASSET GLOBAL INFRASTRUCTURE FUND 31862W101020100210152952 T3 31862W10120100210152952 2010021015322402/10/2010 15:32:24 31862G106 020100210153224 31862G106020100210153224 FIRST ASSET INCOME & GROWTH FUND 31862G106020100210153224 T3 31862G10620100210153224 2010021017211402/10/2010 17:21:14 001244102 020100210172114 001244102020100210172114 AGS ENERGY 2007-1 LIMITED PARTNERSHIP 001244102020100210172114 T5013A, R15 00124410220100210172114 2010021110591302/11/2010 10:59:13 628949109 020100211105913R R 628949109020100211105913 NAL OIL & GAS TRUST 628949109020100211105913R T3 62894910920100211105913R 2010021111452702/11/2010 11:45:27 784732109 020100211114527 784732109020100211114527 S SPLIT CORP. CLASS A 784732109020100211114527 T5 78473210920100211114527 2010021111495302/11/2010 11:49:53 625793203 020100211114953 625793203020100211114953 PRO AMS RSP SPLIT SHARE CORP. CLASS B 625793203020100211114953 T5 62579320320100211114953 2010021111513802/11/2010 11:51:38 98146P202 020100211115138 98146P202020100211115138 WORLD FINANCIAL SPLIT CORP. PREFERRED SHARE 98146P202020100211115138 T5 98146P20220100211115138 2010021111520902/11/2010 11:52:09 98146P103 020100211115209 98146P103020100211115209 WORLD FINANCIAL SPLIT CORP. CLASS A 98146P103020100211115209 T5 98146P10320100211115209 2010021111545802/11/2010 11:54:58 740910104 020100211115458 740910104020100211115458 PREMIUM INCOME CORPORATION CLASS A 740910104020100211115458 T5 74091010420100211115458 2010021111570902/11/2010 11:57:09 784732208 020100211115709 784732208020100211115709 S SPLIT CORP. PREFERRED 784732208020100211115709 T5 78473220820100211115709 2010021111593702/11/2010 11:59:37 740910203 020100211115937 740910203020100211115937 PREMIUM INCOME CORPORATION PREFERRED 740910203020100211115937 T5 74091020320100211115937 2010021112010602/11/2010 12:01:06 890520117 020100211120106 890520117020100211120106 TOP 10 SPLIT TRUST, PREFERRED SECURITY 890520117020100211120106 T5 89052011720100211120106 2010021112012502/11/2010 12:01:25 55269V101 020100211120125 55269V101020100211120125 MCM SPLIT SHARE CORP. CLASS A 55269V101020100211120125 T5 55269V10120100211120125 2010021112041802/11/2010 12:04:18 55269V200 020100211120418 55269V200020100211120418 MCM SPLIT SHARE CORP. PRIORITY EQUITY SHARE 55269V200020100211120418 T5 55269V20020100211120418 2010021112154202/11/2010 12:15:42 135694206 020100211121542 135694206020100211121542 CANADIAN FINANCIALS & UTILITIES SPLIT CORP. (PREFERRED SHARES) 135694206020100211121542 T5, R3 13569420620100211121542 2010021113415202/11/2010 13:41:52 001174101 020100211134152R R 001174101020100211134152 AG GROWTH INCOME FUND 001174101020100211134152R T3 00117410120100211134152R 2010021114550302/11/2010 14:55:03 74386K104 020100211145503 74386K104020100211145503 PROVIDENT ENERGY TRUST 74386K104020100211145503 T3 74386K10420100211145503 2010021116465502/11/2010 16:46:55 56502W104 020100211164655 56502W104020100211164655 MANULIFE BROMPTON ADVANTAGED BOND FUND - CLASS A SHARES 56502W104020100211164655 T3 56502W10420100211164655 2010021116480602/11/2010 16:48:06 56502W203 020100211164806 56502W203020100211164806 MANULIFE BROMPTON ADVANTAGED BOND FUND - CLASS F SHARES 56502W203020100211164806 T3 56502W20320100211164806 2010021116591802/11/2010 16:59:18 088894100 020100211165918 088894100020100211165918 BIG BANK BIG OIL SPLIT CORP CLASS A CAPITAL SHARES 088894100020100211165918 T5 08889410020100211165918 2010021117013802/11/2010 17:01:38 088894209 020100211170138 088894209020100211170138 BIG BANK BIG OIL SPLIT CORP CLASS A PREFERRED SHARES 088894209020100211170138 T5 08889420920100211170138 2010021117261902/11/2010 17:26:19 46577Q108 020100211172619 46577Q108020100211172619 ISHARES CDN MSCI EAFE 100% HEDGED TO CAD DOLLARS INDEX FUND 46577Q108020100211172619 T3 46577Q10820100211172619 2010021117284102/11/2010 17:28:41 46577P100 020100211172841 46577P100020100211172841 ISHARES CDN S&P 500 HEDGED TO CANADIAN DOLLARS INDEX FUND 46577P100020100211172841 T3 46577P10020100211172841 2010021117320502/11/2010 17:32:05 46429G100 020100211173205 46429G100020100211173205 ISHARES CDN RUSSELL 2000 INDEX-CANADIAN DOLLAR HEDGED INDEX FUND 46429G100020100211173205 T3 46429G10020100211173205 2010021117332502/11/2010 17:33:25 46428U100 020100211173325 46428U100020100211173325 ISHARES CDN DEX LONG TERM BOND INDEX FUND 46428U100020100211173325 T3 46428U10020100211173325 2010021117323002/11/2010 17:32:30 65685P109 020100211173230 65685P109020100211173230 NORTH AMERICAN FINANCIALS CAPITAL SECURITIES TRUST - CLASS A 65685P109020100211173230 T3, R16 65685P10920100211173230 2010021117345402/11/2010 17:34:54 46577T102 020100211173454 46577T102020100211173454 ISHARES CDN DEX UNIVERSE BOND INDEX FUND 46577T102020100211173454 T3 46577T10220100211173454 2010021117342302/11/2010 17:34:23 65685P208 020100211173423 65685P208020100211173423 NORTH AMERICAN FINANCIALS CAPITAL SECURITIES TRUST - CLASS F 65685P208020100211173423 T3, R16 65685P20820100211173423 2010021117353402/11/2010 17:35:34 46578V403 020100211173534 46578V403020100211173534 ISHARES CDN DEX REAL RETURN BOND INDEX FUND 46578V403020100211173534 T3 46578V40320100211173534 2010021117370502/11/2010 17:37:05 46577R106 020100211173705 46577R106020100211173705 ISHARES CDN DEX SHORT TERM BOND INDEX FUND 46577R106020100211173705 T3 46577R10620100211173705 2010021117371502/11/2010 17:37:15 317635209 020100211173715 317635209020100211173715 FINANCIAL PREFERRED SECURITIES CORPORATION 317635209020100211173715 T5 31763520920100211173715 2010021117383802/11/2010 17:38:38 46428P101 020100211173838 46428P101020100211173838 ISHARES CDN DEX ALL CORPORATE BOND INDEX FUND 46428P101020100211173838 T3 46428P10120100211173838 2010021117414302/11/2010 17:41:43 46428T103 020100211174143 46428T103020100211174143 ISHARES CDN DEX ALL GOVERNMENT BOND INDEX FUND 46428T103020100211174143 T3 46428T10320100211174143 2010021118060002/11/2010 18:06:00 13536R106 020100211180600 13536R106020100211180600 CANADIAN BANC CAPITAL SECURITIES TRUST - CLASS A 13536R106020100211180600 T3, R16 13536R10620100211180600 2010021118081602/11/2010 18:08:16 13536R205 020100211180816 13536R205020100211180816 CANADIAN BANC CAPITAL SECURITIES TRUST - CLASS F 13536R205020100211180816 T3, R16 13536R20520100211180816 2010021118241402/11/2010 18:24:14 34416R206 020100211182414 34416R206020100211182414 FOCUSED GLOBAL TRENDS FUND - CLASS A 34416R206020100211182414 T3, R16 34416R20620100211182414 2010021118253602/11/2010 18:25:36 34416R404 020100211182536 34416R404020100211182536 FOCUSED GLOBAL TRENDS FUND - CLASS F 34416R404020100211182536 T3, R16 34416R40420100211182536 2010021209222202/12/2010 09:22:22 18384D109 020100212092222 18384D109020100212092222 CLAYMORE CANADIAN FINANCIAL MONTHLY INCOME ETF - ADVISOR CLASS 18384D109020100212092222 T3 18384D10920100212092222 2010021209362902/12/2010 09:36:29 088894100 020100212093629R R 088894100020100212093629 BIG BANK BIG OIL SPLIT CORP CLASS A CAPITAL SHARES 088894100020100212093629R T5 08889410020100212093629R 2010021209364402/12/2010 09:36:44 01860P101 020100212093644 01860P101020100212093644 ALLIANCE GRAIN TRADERS INCOME FUND 01860P101020100212093644 T3 01860P10120100212093644 2010021209370102/12/2010 09:37:01 183829209 020100212093701 183829209020100212093701 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100212093701 T3 18382920920100212093701 2010021209372002/12/2010 09:37:20 088894209 020100212093720R R 088894209020100212093720 BIG BANK BIG OIL SPLIT CORP CLASS A PREFERRED SHARES 088894209020100212093720R T5 08889420920100212093720R 2010021209373902/12/2010 09:37:39 18382W109 020100212093739 18382W109020100212093739 CLAYMORE BROAD EMERGING MARKET ETF - COMMON CLASS 18382W109020100212093739 T3 18382W10920100212093739 2010021209400802/12/2010 09:40:08 183838101 020100212094008 183838101020100212094008 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100212094008 T3 18383810120100212094008 2010021209400002/12/2010 09:40:00 183830108 020100212094000 183830108020100212094000 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 183830108020100212094000 T3 18383010820100212094000 2010021209420302/12/2010 09:42:03 01859A107 020100212094203 01859A107020100212094203 ALLIANCE GRAIN TRADERS INC. 01859A107020100212094203 T5 01859A10720100212094203 2010021209421102/12/2010 09:42:11 18383X106 020100212094211 18383X106020100212094211 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - COMMON CLASS 18383X106020100212094211 T3 18383X10620100212094211 2010021209420002/12/2010 09:42:00 18382W117 020100212094200 18382W117020100212094200 CLAYMORE BROAD EMERGING MARKET ETF - ADVISOR CLASS 18382W117020100212094200 T3 18382W11720100212094200 2010021209434102/12/2010 09:43:41 183830207 020100212094341 183830207020100212094341 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - COMMON CLASS 183830207020100212094341 T3 18383020720100212094341 2010021209444902/12/2010 09:44:49 18384K202 020100212094449 18384K202020100212094449 CLAYMORE PREMIUM MONEY MARKET ETF - ADVISOR CLASS 18384K202020100212094449 T3 18384K20220100212094449 2010021209481902/12/2010 09:48:19 18383Y104 020100212094819 18383Y104020100212094819 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100212094819 T3 18383Y10420100212094819 2010021209480302/12/2010 09:48:03 18383Y203 020100212094803 18383Y203020100212094803 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - ADVISOR CLASS 18383Y203020100212094803 T3 18383Y20320100212094803 2010021209511802/12/2010 09:51:18 18383A106 020100212095118 18383A106020100212095118 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100212095118 T3 18383A10620100212095118 2010021209540202/12/2010 09:54:02 18383X205 020100212095402 18383X205020100212095402 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - ADVISOR CLASS 18383X205020100212095402 T3 18383X20520100212095402 2010021210035702/12/2010 10:03:57 18383A205 020100212100357 18383A205020100212100357 CLAYMORE GLOBAL ARGICULTURE ETF - ADVISOR CLASS 18383A205020100212100357 T3 18383A20520100212100357 2010021210051902/12/2010 10:05:19 18384K103 020100212100519 18384K103020100212100519 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100212100519 T3 18384K10320100212100519 2010021210083702/12/2010 10:08:37 183839208 020100212100837 183839208020100212100837 CLAYMORE S&P/TSX GLOBAL MINING ETF - ADVISOR CLASS 183839208020100212100837 T3 18383920820100212100837 2010021210134002/12/2010 10:13:40 183832104 020100212101340 183832104020100212101340 CLAYMORE OIL SANDS SECTOR ETF - COMMON CLASS 183832104020100212101340 T3 18383210420100212101340 2010021210134802/12/2010 10:13:48 18383P202 020100212101348 18383P202020100212101348 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18383P202020100212101348 T3 18383P20220100212101348 2010021210174202/12/2010 10:17:42 18384J106 020100212101742 18384J106020100212101742 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100212101742 T3 18384J10620100212101742 2010021210201502/12/2010 10:20:15 183832203 020100212102015 183832203020100212102015 CLAYMORE OIL SANDS SECTOR ETF - ADVISOR CLASS 183832203020100212102015 T3 18383220320100212102015 2010021210212002/12/2010 10:21:20 18382R100 020100212102120 18382R100020100212102120 CLAYMORE 1-5YR LADDERED GOVERNMENT BOND ETF - COMMON CLASS 18382R100020100212102120 T3 18382R10020100212102120 2010021210223002/12/2010 10:22:30 18387E120 020100212102230 18387E120020100212102230 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100212102230 T3 18387E12020100212102230 2010021210324202/12/2010 10:32:42 18383B112 020100212103242 18383B112020100212103242 CLAYMORE GLOBAL INFRASTRUCTURE ETF - COMMON CLASS 18383B112020100212103242 T3 18383B11220100212103242 2010021210333702/12/2010 10:33:37 18385H208 020100212103337 18385H208020100212103337 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100212103337 T3 18385H20820100212103337 2010021210345702/12/2010 10:34:57 18382N109 020100212103457 18382N109020100212103457 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - ADVISOR CLASS 18382N109020100212103457 T3 18382N10920100212103457 2010021210355602/12/2010 10:35:56 18382N208 020100212103556 18382N208020100212103556 CLAYMORE 1-5YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N208020100212103556 T3 18382N20820100212103556 2010021210355002/12/2010 10:35:50 18385M207 020100212103550 18385M207020100212103550 CLAYMORE GOLD BULLION TRUST 18385M207020100212103550 T3 18385M20720100212103550 2010021210375202/12/2010 10:37:52 18385N205 020100212103752 18385N205020100212103752 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100212103752 T3 18385N20520100212103752 2010021210373702/12/2010 10:37:37 18384F302 020100212103737 18384F302020100212103737 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - ADVISOR CLASS 18384F302020100212103737 T3 18384F30220100212103737 2010021210393402/12/2010 10:39:34 18383P103 020100212103934 18383P103020100212103934 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - COMMON CLASS 18383P103020100212103934 T3 18383P10320100212103934 2010021210402202/12/2010 10:40:22 18384F203 020100212104022 18384F203020100212104022 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - COMMON CLASS 18384F203020100212104022 T3 18384F20320100212104022 2010021210400602/12/2010 10:40:06 18384J114 020100212104006 18384J114020100212104006 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100212104006 T3 18384J11420100212104006 2010021210413702/12/2010 10:41:37 183829100 020100212104137 183829100020100212104137 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100212104137 T3 18382910020100212104137 2010021210455902/12/2010 10:45:59 18382U202 020100212104559 18382U202020100212104559 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100212104559 T3 18382U20220100212104559 2010021210453402/12/2010 10:45:34 18382U103 020100212104534 18382U103020100212104534 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100212104534 T3 18382U10320100212104534 2010021210463002/12/2010 10:46:30 18382T205 020100212104630 18382T205020100212104630 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100212104630 T3 18382T20520100212104630 2010021210482402/12/2010 10:48:24 18382T106 020100212104824 18382T106020100212104824 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100212104824 T3 18382T10620100212104824 2010021210523202/12/2010 10:52:32 18382B113 020100212105232 18382B113020100212105232 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100212105232 T3 18382B11320100212105232 2010021210520902/12/2010 10:52:09 18382B105 020100212105209 18382B105020100212105209 CLAYMORE ADVANTAGED CANADIAN BOND ETF - COMMON CLASS 18382B105020100212105209 T3 18382B10520100212105209 2010021210542402/12/2010 10:54:24 18387H164 020100212105424 18387H164020100212105424 CLAYMORE SILVER BULLION TRUST 18387H164020100212105424 T3 18387H16420100212105424 2010021210553102/12/2010 10:55:31 007033103 020100212105531 007033103020100212105531 ADJUSTABLE RATE MBS TRUST 007033103020100212105531 T3 00703310320100212105531 2010021211001702/12/2010 11:00:17 18385N106 020100212110017 18385N106020100212110017 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100212110017 T3 18385N10620100212110017 2010021211020302/12/2010 11:02:03 18383B104 020100212110203 18383B104020100212110203 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100212110203 T3 18383B10420100212110203 2010021211035002/12/2010 11:03:50 18385H109 020100212110350 18385H109020100212110350 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100212110350 T3 18385H10920100212110350 2010021211393702/12/2010 11:39:37 13642L100 020100212113937 13642L100020100212113937 CANADIAN OIL SANDS TRUST 13642L100020100212113937 T3 13642L10020100212113937 2010021211445602/12/2010 11:44:56 20823R103 020100212114456 20823R103020100212114456 CONNOR, CLARK & LUNN REAL RETURN INCOME FUND 20823R103020100212114456 T3, R16 20823R10320100212114456 2010021212133902/12/2010 12:13:39 717045108 020100212121339 717045108020100212121339 PEYTO ENERGY TRUST 717045108020100212121339 T3 71704510820100212121339 2010021212192402/12/2010 12:19:24 18387E104 020100212121924 18387E104020100212121924 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100212121924 T3 18387E10420100212121924 2010021212195702/12/2010 12:19:57 18387E112 020100212121957 18387E112020100212121957 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100212121957 T3 18387E11220100212121957 2010021214211302/12/2010 14:21:13 771181203 020100212142113 771181203020100212142113 ROC PREF CORP. 771181203020100212142113 T5, R3 77118120320100212142113 2010021214274802/12/2010 14:27:48 771182201 020100212142748 771182201020100212142748 ROC PREF II CORP. 771182201020100212142748 T5, R3 77118220120100212142748 2010021215311302/12/2010 15:31:13 20823Y108 020100212153113 20823Y108020100212153113 CONNOR, CLARK & LUNN GLOBAL FINANCIALS FUND II - CLASS A (OR COMMON UNITS) 20823Y108020100212153113 T3, R16 20823Y10820100212153113 2010021215322102/12/2010 15:32:21 20823Y207 020100212153221 20823Y207020100212153221 CONNOR, CLARK & LUNN GLOBAL FINANCIALS FUND II - CLASS F 20823Y207020100212153221 T3, R16 20823Y20720100212153221 2010021215415902/12/2010 15:41:59 136002102 020100212154159 136002102020100212154159 FONDS DE REVENU HÉLICOPTÈRES CANADIENS 136002102020100212154159 T3, R16 13600210220100212154159 2010021215420702/12/2010 15:42:07 717045108 020100212154207R R 717045108020100212154207 PEYTO ENERGY TRUST 717045108020100212154207R T3 71704510820100212154207R 2010021609314102/16/2010 09:31:41 13650J104 020100216093141 13650J104020100216093141 CANADIAN REAL ESTATE INVESTMENT TRUST 13650J104020100216093141 T3 13650J10420100216093141 2010021609350702/16/2010 09:35:07 136002102 020100216093507R R 136002102020100216093507 CANADIAN HELICOPTERS INCOME FUND 136002102020100216093507R T3, R16 13600210220100216093507R 2010021612404702/16/2010 12:40:47 001244102 020100216124047R R 001244102020100216124047 AGS ENERGY 2007-1 LIMITED PARTNERSHIP 001244102020100216124047R T5013A, R15 00124410220100216124047R 2010021613130802/16/2010 13:13:08 706902509 020100216131308 706902509020100216131308 PENGROWTH ENERGY TRUST 706902509020100216131308 T3, R16 70690250920100216131308 2010021614313502/16/2010 14:31:35 918028309 020100216143135R R 918028309020100216143135 UTILITY SPLIT TRUST - CAPITAL UNITS 918028309020100216143135R T3 91802830920100216143135R 2010021614335102/16/2010 14:33:51 848634309 020100216143351R R 848634309020100216143351 SPLIT REIT OPPORTUNITY TRUST - CAPITAL UNITS 848634309020100216143351R T3 84863430920100216143351R 2010021615191102/16/2010 15:19:11 18382B113 020100216151911R R 18382B113020100216151911 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100216151911R T3 18382B11320100216151911R 2010021615293102/16/2010 15:29:31 18385H208 020100216152931R R 18385H208020100216152931 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100216152931R T3 18385H20820100216152931R 2010021615304002/16/2010 15:30:40 18385H109 020100216153040R R 18385H109020100216153040 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100216153040R T3 18385H10920100216153040R 2010021615324702/16/2010 15:32:47 18383P202 020100216153247R R 18383P202020100216153247 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18383P202020100216153247R T3 18383P20220100216153247R 2010021615335302/16/2010 15:33:53 18383P103 020100216153353R R 18383P103020100216153353 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - COMMON CLASS 18383P103020100216153353R T3 18383P10320100216153353R 2010021615361902/16/2010 15:36:19 18387E120 020100216153619R R 18387E120020100216153619 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100216153619R T3 18387E12020100216153619R 2010021615374902/16/2010 15:37:49 33847Y103 020100216153749 33847Y103020100216153749 FLAHERTY & CRUMRINE INVESTMENT GRADE FIXED INCOME FUND 33847Y103020100216153749 T3 33847Y10320100216153749 2010021615403602/16/2010 15:40:36 18387E112 020100216154036R R 18387E112020100216154036 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100216154036R T3 18387E11220100216154036R 2010021615412302/16/2010 15:41:23 18387E104 020100216154123R R 18387E104020100216154123 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100216154123R T3 18387E10420100216154123R 2010021615423802/16/2010 15:42:38 183830108 020100216154238R R 183830108020100216154238 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 183830108020100216154238R T3 18383010820100216154238R 2010021615432902/16/2010 15:43:29 183830207 020100216154329R R 183830207020100216154329 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - COMMON CLASS 183830207020100216154329R T3 18383020720100216154329R 2010021615445102/16/2010 15:44:51 18384F302 020100216154451R R 18384F302020100216154451 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - ADVISOR CLASS 18384F302020100216154451R T3 18384F30220100216154451R 2010021615454802/16/2010 15:45:48 18384F203 020100216154548R R 18384F203020100216154548 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - COMMON CLASS 18384F203020100216154548R T3 18384F20320100216154548R 2010021615480502/16/2010 15:48:05 18384J106 020100216154805R R 18384J106020100216154805 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100216154805R T3 18384J10620100216154805R 2010021615490502/16/2010 15:49:05 18384J114 020100216154905R R 18384J114020100216154905 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100216154905R T3 18384J11420100216154905R 2010021615495002/16/2010 15:49:50 18383B104 020100216154950R R 18383B104020100216154950 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100216154950R T3 18383B10420100216154950R 2010021615503202/16/2010 15:50:32 18383B104 020100216155032R R 18383B104020100216155032 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100216155032R T3 18383B10420100216155032R 2010021615513602/16/2010 15:51:36 18383B112 020100216155136R R 18383B112020100216155136 CLAYMORE GLOBAL INFRASTRUCTURE ETF - COMMON CLASS 18383B112020100216155136R T3 18383B11220100216155136R 2010021615521302/16/2010 15:52:13 183832203 020100216155213R R 183832203020100216155213 CLAYMORE OIL SANDS SECTOR ETF - ADVISOR CLASS 183832203020100216155213R T3 18383220320100216155213R 2010021615525002/16/2010 15:52:50 183832104 020100216155250R R 183832104020100216155250 CLAYMORE OIL SANDS SECTOR ETF - COMMON CLASS 183832104020100216155250R T3 18383210420100216155250R 2010021615540202/16/2010 15:54:02 18384J106 020100216155402R R 18384J106020100216155402 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100216155402R T3 18384J10620100216155402R 2010021615545202/16/2010 15:54:52 18384J114 020100216155452R R 18384J114020100216155452 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100216155452R T3 18384J11420100216155452R 2010021615564002/16/2010 15:56:40 18383A106 020100216155640R R 18383A106020100216155640 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100216155640R T3 18383A10620100216155640R 2010021615584302/16/2010 15:58:43 183838101 020100216155843R R 183838101020100216155843 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100216155843R T3 18383810120100216155843R 2010021616002702/16/2010 16:00:27 183829100 020100216160027R R 183829100020100216160027 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100216160027R T3 18382910020100216160027R 2010021616010502/16/2010 16:01:05 18382W117 020100216160105R R 18382W117020100216160105 CLAYMORE BROAD EMERGING MARKET ETF - ADVISOR CLASS 18382W117020100216160105R T3 18382W11720100216160105R 2010021616014102/16/2010 16:01:41 18382W109 020100216160141R R 18382W109020100216160141 CLAYMORE BROAD EMERGING MARKET ETF - COMMON CLASS 18382W109020100216160141R T3 18382W10920100216160141R 2010021616023402/16/2010 16:02:34 18383Y104 020100216160234R R 18383Y104020100216160234 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100216160234R T3 18383Y10420100216160234R 2010021616031402/16/2010 16:03:14 18383Y203 020100216160314R R 18383Y203020100216160314 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - ADVISOR CLASS 18383Y203020100216160314R T3 18383Y20320100216160314R 2010021616102802/16/2010 16:10:28 18385N205 020100216161028R R 18385N205020100216161028 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100216161028R T3 18385N20520100216161028R 2010021616164202/16/2010 16:16:42 18385N106 020100216161642R R 18385N106020100216161642 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100216161642R T3 18385N10620100216161642R 2010021617431402/16/2010 17:43:14 412419103 020100216174314 412419103020100216174314 HARDWOODS DISTRIBUTION INCOME FUND 412419103020100216174314 T3 41241910320100216174314 2010021618033802/16/2010 18:03:38 18384D109 020100216180338R R 18384D109020100216180338 CLAYMORE CANADIAN FINANCIAL MONTHLY INCOME ETF - ADVISOR CLASS 18384D109020100216180338R T3 18384D10920100216180338R 2010021618044002/16/2010 18:04:40 18382B105 020100216180440R R 18382B105020100216180440 CLAYMORE ADVANTAGED CANADIAN BOND ETF - COMMON CLASS 18382B105020100216180440R T3 18382B10520100216180440R 2010021618055302/16/2010 18:05:53 18382B113 020100216180553R R 18382B113020100216180553 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100216180553R T3 18382B11320100216180553R 2010021618064502/16/2010 18:06:45 18382N109 020100216180645R R 18382N109020100216180645 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N109020100216180645R T3 18382N10920100216180645R 2010021618074302/16/2010 18:07:43 18382N208 020100216180743R R 18382N208020100216180743 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - ADVISOR CLASS 18382N208020100216180743R T3 18382N20820100216180743R 2010021618111202/16/2010 18:11:12 18382R100 020100216181112R R 18382R100020100216181112 CLAYMORE 1-5 YR LADDERED GOVERNMENT BOND ETF - COMMON CLASS 18382R100020100216181112R T3 18382R10020100216181112R 2010021618120802/16/2010 18:12:08 18384K103 020100216181208R R 18384K103020100216181208 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100216181208R T3 18384K10320100216181208R 2010021618132602/16/2010 18:13:26 18383X205 020100216181326R R 18383X205020100216181326 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - ADVISOR CLASS 18383X205020100216181326R T3 18383X20520100216181326R 2010021618140702/16/2010 18:14:07 18384K103 020100216181407R R 18384K103020100216181407 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100216181407R T3 18384K10320100216181407R 2010021618144602/16/2010 18:14:46 18382T205 020100216181446R R 18382T205020100216181446 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100216181446R T3 18382T20520100216181446R 2010021618152602/16/2010 18:15:26 18382U202 020100216181526R R 18382U202020100216181526 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100216181526R T3 18382U20220100216181526R 2010021618164402/16/2010 18:16:44 18382U202 020100216181644R R 18382U202020100216181644 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100216181644R T3 18382U20220100216181644R 2010021618185002/16/2010 18:18:50 007033103 020100216181850R R 007033103020100216181850 ADJUSTABLE RATE MBS TRUST 007033103020100216181850R T3 00703310320100216181850R 2010021618474702/16/2010 18:47:47 46429M107 020100216184747 46429M107020100216184747 ISHARES CDN MSCI WORLD INDEX FUND 46429M107020100216184747 T3 46429M10720100216184747 2010021618494602/16/2010 18:49:46 46429L109 020100216184946 46429L109020100216184946 ISHARES CDN MSCI EMERGING MARKETS INDEX FUND 46429L109020100216184946 T3 46429L10920100216184946 2010021618590902/16/2010 18:59:09 46578V205 020100216185909 46578V205020100216185909 ISHARES CDN S&P/TSX INCOME TRUST INDEX FUND 46578V205020100216185909 T3 46578V20520100216185909 2010021619012102/16/2010 19:01:21 46577N105 020100216190121 46577N105020100216190121 ISHARES CDN S&P/TSX CAPPED REIT INDEX FUND 46577N105020100216190121 T3 46577N10520100216190121 2010021619025902/16/2010 19:02:59 46577V107 020100216190259 46577V107020100216190259 ISHARES CDN S&P/TSX COMPLETION INDEX FUND 46577V107020100216190259 T3 46577V10720100216190259 2010021619044902/16/2010 19:04:49 46578B100 020100216190449 46578B100020100216190449 ISHARES CDN S&P/TSX 60 INDEX FUND 46578B100020100216190449 T3 46578B10020100216190449 2010021619103502/16/2010 19:10:35 46429D107 020100216191035 46429D107020100216191035 ISHARES CDN S&P/TSX SMALLCAP INDEX FUND 46429D107020100216191035 T3 46429D10720100216191035 2010021619124402/16/2010 19:12:44 46428V108 020100216191244 46428V108020100216191244 ISHARES CDN DOW JONES CANADA SELECT GROWTH INDEX FUND 46428V108020100216191244 T3 46428V10820100216191244 2010021619140502/16/2010 19:14:05 46577U109 020100216191405 46577U109020100216191405 ISHARES CDN S&P/TSX CAPPED COMPOSITE INDEX FUND 46577U109020100216191405 T3 46577U10920100216191405 2010021619165902/16/2010 19:16:59 46578A102 020100216191659 46578A102020100216191659 ISHARES CDN S&P/TSX CAPPED FINANCIALS INDEX FUND 46578A102020100216191659 T3 46578A10220100216191659 2010021619181102/16/2010 19:18:11 46429F102 020100216191811 46429F102020100216191811 ISHARES CDN JANTZI SOCIAL INDEX FUND 46429F102020100216191811 T3 46429F10220100216191811 2010021619204902/16/2010 19:20:49 46577W105 020100216192049 46577W105020100216192049 ISHARES CDN S&P/TSX CAPPED ENERGY INDEX FUND 46577W105020100216192049 T3 46577W10520100216192049 2010021619231302/16/2010 19:23:13 46578V304 020100216192313 46578V304020100216192313 ISHARES CDN DOW JONES CANADA SELECT DIVIDEND INDEX FUND 46578V304020100216192313 T3 46578V30420100216192313 2010021619245402/16/2010 19:24:54 46428W106 020100216192454 46428W106020100216192454 ISHARES CDN DOW JONES CANADA SELECT VALUE INDEX FUND 46428W106020100216192454 T3 46428W10620100216192454 2010021619262502/16/2010 19:26:25 46577Y101 020100216192625 46577Y101020100216192625 ISHARES CDN S&P/TSX GLOBAL GOLD INDEX FUND 46577Y101020100216192625 T3 46577Y10120100216192625 2010021619281302/16/2010 19:28:13 46578V106 020100216192813 46578V106020100216192813 ISHARES CDN S&P/TSX CAPPED MATERIALS INDEX FUND 46578V106020100216192813 T3 46578V10620100216192813 2010021710503602/17/2010 10:50:36 625793104 020100217105036 625793104020100217105036 PRO AMS RSP SPLIT SHARE CORP. CLASS A 625793104020100217105036 T5 62579310420100217105036 2010021710563002/17/2010 10:56:30 761298108 020100217105630 761298108020100217105630 RETROCOM MID-MARKET REAL ESTATE INVESTMENT TRUST 761298108020100217105630 T3, R16 76129810820100217105630 2010021712471502/17/2010 12:47:15 46429K101 020100217124715 46429K101020100217124715 ISHARES ALTERNATIVES COMPLETION PORTFOLIO BUILDER FUND 46429K101020100217124715 T3 46429K10120100217124715 2010021712491002/17/2010 12:49:10 464292101 020100217124910 464292101020100217124910 ISHARES CONSERVATIVE CORE PORTFOLIO BUILDER FUND 464292101020100217124910 T3 46429210120100217124910 2010021712492802/17/2010 12:49:28 46430A100 020100217124928 46430A100020100217124928 ISHARES GLOBAL COMPLETION PORTFOLIO BUILDER FUND 46430A100020100217124928 T3 46430A10020100217124928 2010021712522802/17/2010 12:52:28 46429J104 020100217125228 46429J104020100217125228 ISHARES GROWTH CORE PORTFOLIO BUILDER FUND 46429J104020100217125228 T3 46429J10420100217125228 2010021713385402/17/2010 13:38:54 13642L100 020100217133854R R 13642L100020100217133854 CANADIAN OIL SANDS TRUST 13642L100020100217133854R T3 13642L10020100217133854R 2010021713463002/17/2010 13:46:30 199910100 020100217134630 199910100020100217134630 COMINAR REAL ESTATE INVESTMENT TRUST 199910100020100217134630 T3, R16 19991010020100217134630 2010021714415502/17/2010 14:41:55 76130CAD8 020100217144155 76130CAD8020100217144155 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST II 76130CAD8020100217144155 T3 76130CAD820100217144155 2010021715133602/17/2010 15:13:36 183829209 020100217151336R R 183829209020100217151336 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100217151336R T3 18382920920100217151336R 2010021715555802/17/2010 15:55:58 007033103 020100217155558R R 007033103020100217155558 ADJUSTABLE RATE MBS TRUST 007033103020100217155558R T3 00703310320100217155558R 2010021717484702/17/2010 17:48:47 989132105 020100217174847 989132105020100217174847 ZARGON ENERGY TRUST 989132105020100217174847 T3 98913210520100217174847 2010021810035402/18/2010 10:03:54 00508V108 020100218100354 00508V108020100218100354 ACUITY GROWTH & INCOME TRUST 00508V108020100218100354 T3, R16 00508V10820100218100354 2010021810070302/18/2010 10:07:03 00510C106 020100218100703 00510C106020100218100703 ACUITY FOCUSED TOTAL RETURN TRUST 00510C106020100218100703 T3, R16 00510C10620100218100703 2010021810055002/18/2010 10:05:50 86680BAA9 020100218100550 86680BAA9020100218100550 SUN LIFE EXCHANGEABLE CAPITAL SECURITIES - SERIES 2009-1 86680BAA9020100218100550 T5 86680BAA920100218100550 2010021810314902/18/2010 10:31:49 302251103 020100218103149 302251103020100218103149 EXTENDICARE REAL ESTATE INVESTMENT TRUST 302251103020100218103149 T3 30225110320100218103149 2010021810312702/18/2010 10:31:27 302251301 020100218103127 302251301020100218103127 EXTENDICARE LIMITED PARTNERSHIP 302251301020100218103127 T5013 30225130120100218103127 2010021811043902/18/2010 11:04:39 31634N108 020100218110439 31634N108020100218110439 FIDELITY LIMITED PARTNERSHIP 1996 31634N108020100218110439 T5013, R15 31634N10820100218110439 2010021811455802/18/2010 11:45:58 88103W100 020100218114558 88103W100020100218114558 TERRAVEST INCOME FUND 88103W100020100218114558 T3 88103W10020100218114558 2010021812495902/18/2010 12:49:59 88321Y888 020100218124959 88321Y888020100218124959 TG INCOME TRUST 88321Y888020100218124959 T3 88321Y88820100218124959 2010021812500602/18/2010 12:50:06 88321Y870 020100218125006 88321Y870020100218125006 TG INCOME TRUST 88321Y870020100218125006 T3 88321Y87020100218125006 2010021812521402/18/2010 12:52:14 88321Y862 020100218125214 88321Y862020100218125214 TG INCOME TRUST 88321Y862020100218125214 T3 88321Y86220100218125214 2010021812515702/18/2010 12:51:57 88321Y854 020100218125157 88321Y854020100218125157 TG INCOME TRUST 88321Y854020100218125157 T3 88321Y85420100218125157 2010021812540502/18/2010 12:54:05 88321Y847 020100218125405 88321Y847020100218125405 TG INCOME TRUST 88321Y847020100218125405 T3 88321Y84720100218125405 2010021812553302/18/2010 12:55:33 88321Y839 020100218125533 88321Y839020100218125533 TG INCOME TRUST 88321Y839020100218125533 T3 88321Y83920100218125533 2010021812553202/18/2010 12:55:32 88321Y821 020100218125532 88321Y821020100218125532 TG INCOME TRUST 88321Y821020100218125532 T3 88321Y82120100218125532 2010021812573702/18/2010 12:57:37 88321Y813 020100218125737 88321Y813020100218125737 TG INCOME TRUST 88321Y813020100218125737 T3 88321Y81320100218125737 2010021813023802/18/2010 13:02:38 88321Y797 020100218130238 88321Y797020100218130238 TG INCOME TRUST 88321Y797020100218130238 T3 88321Y79720100218130238 2010021813033702/18/2010 13:03:37 88321Y789 020100218130337 88321Y789020100218130337 TG INCOME TRUST 88321Y789020100218130337 T3 88321Y78920100218130337 2010021813054802/18/2010 13:05:48 88321Y771 020100218130548 88321Y771020100218130548 TG INCOME TRUST 88321Y771020100218130548 T3 88321Y77120100218130548 2010021813091902/18/2010 13:09:19 88321Y763 020100218130919 88321Y763020100218130919 TG INCOME TRUST 88321Y763020100218130919 T3 88321Y76320100218130919 2010021813110002/18/2010 13:11:00 29251D106 020100218131100 29251D106020100218131100 ENBRIDGE INCOME FUND 29251D106020100218131100 T3 29251D10620100218131100 2010021813110202/18/2010 13:11:02 88321Y755 020100218131102 88321Y755020100218131102 TG INCOME TRUST 88321Y755020100218131102 T3 88321Y75520100218131102 2010021813121202/18/2010 13:12:12 88321Y748 020100218131212 88321Y748020100218131212 TG INCOME TRUST 88321Y748020100218131212 T3 88321Y74820100218131212 2010021813125602/18/2010 13:12:56 88321Y730 020100218131256 88321Y730020100218131256 TG INCOME TRUST 88321Y730020100218131256 T3 88321Y73020100218131256 2010021813140402/18/2010 13:14:04 88321Y722 020100218131404 88321Y722020100218131404 TG INCOME TRUST 88321Y722020100218131404 T3 88321Y72220100218131404 2010021813140302/18/2010 13:14:03 88321Y714 020100218131403 88321Y714020100218131403 TG INCOME TRUST 88321Y714020100218131403 T3 88321Y71420100218131403 2010021813161102/18/2010 13:16:11 88321Y110 020100218131611 88321Y110020100218131611 TG INCOME TRUST 88321Y110020100218131611 T3 88321Y11020100218131611 2010021813171102/18/2010 13:17:11 88321Y128 020100218131711 88321Y128020100218131711 TG INCOME TRUST 88321Y128020100218131711 T3 88321Y12820100218131711 2010021813165702/18/2010 13:16:57 88321Y698 020100218131657 88321Y698020100218131657 TG INCOME TRUST 88321Y698020100218131657 T3 88321Y69820100218131657 2010021813174602/18/2010 13:17:46 88321Y680 020100218131746 88321Y680020100218131746 TG INCOME TRUST 88321Y680020100218131746 T3 88321Y68020100218131746 2010021813261902/18/2010 13:26:19 101084101 020100218132619 101084101020100218132619 BOSTON PIZZA ROYALTIES INCOME FUND 101084101020100218132619 T3 10108410120100218132619 2010021813313702/18/2010 13:31:37 88321Y672 020100218133137 88321Y672020100218133137 TG INCOME TRUST 88321Y672020100218133137 T3 88321Y67220100218133137 2010021813342202/18/2010 13:34:22 88321Y664 020100218133422 88321Y664020100218133422 TG INCOME TRUST 88321Y664020100218133422 T3 88321Y66420100218133422 2010021813353802/18/2010 13:35:38 88321Y656 020100218133538 88321Y656020100218133538 TG INCOME TRUST 88321Y656020100218133538 T3 88321Y65620100218133538 2010021813351302/18/2010 13:35:13 88321Y649 020100218133513 88321Y649020100218133513 TG INCOME TRUST 88321Y649020100218133513 T3 88321Y64920100218133513 2010021813362702/18/2010 13:36:27 88321Y136 020100218133627 88321Y136020100218133627 TG INCOME TRUST 88321Y136020100218133627 T3 88321Y13620100218133627 2010021813371202/18/2010 13:37:12 88321Y631 020100218133712 88321Y631020100218133712 TG INCOME TRUST 88321Y631020100218133712 T3 88321Y63120100218133712 2010021813400402/18/2010 13:40:04 88321Y144 020100218134004 88321Y144020100218134004 TG INCOME TRUST 88321Y144020100218134004 T3 88321Y14420100218134004 2010021813415202/18/2010 13:41:52 88321Y151 020100218134152 88321Y151020100218134152 TG INCOME TRUST 88321Y151020100218134152 T3 88321Y15120100218134152 2010021813440102/18/2010 13:44:01 87242A102 020100218134401 87242A102020100218134401 TG INCOME TRUST II 87242A102020100218134401 T3 87242A10220100218134401 2010021814073802/18/2010 14:07:38 09643T100 020100218140738R R 09643T100020100218140738 BLUMONT AUGEN LIMITED PARTNERSHIP 2007-1 09643T100020100218140738R T5013A, R15 09643T10020100218140738R 2010021814083402/18/2010 14:08:34 18382U103 020100218140834R R 18382U103020100218140834 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100218140834R T3 18382U10320100218140834R 2010021814153302/18/2010 14:15:33 GP16252101 020100218141533 GP16252101020100218141533 BROOKFIELD INFRASTRUCTURE PARTNERS L.P. GP16252101020100218141533 T5013, R15 GP1625210120100218141533 2010021814221502/18/2010 14:22:15 18382T106 020100218142215R R 18382T106020100218142215 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100218142215R T3 18382T10620100218142215R 2010021814293202/18/2010 14:29:32 09643W103 020100218142932R R 09643W103020100218142932 BLUMONT AUGEN LIMITED PARTNERSHIP 2008 09643W103020100218142932R T5013A, R15 09643W10320100218142932R 2010021815021602/18/2010 15:02:16 18383X106 020100218150216R R 18383X106020100218150216 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - COMMON CLASS 18383X106020100218150216R T3 18383X10620100218150216R 2010021815145102/18/2010 15:14:51 18387H164 020100218151451R R 18387H164020100218151451 CLAYMORE SILVER BULLION TRUST 18387H164020100218151451R T3 18387H16420100218151451R 2010021815270202/18/2010 15:27:02 87235X101 020100218152702 87235X101020100218152702