Mutual Fund and Limited Partnership Tax Breakdown Posting Information within this section has been provided by Issuers of the Securities noted, and is from sources CDS believes to be reliable; however, users should exercise caution and discretion when relying upon the figures noted for any purpose or specific use. Following is a complete listing of filings processed to date, in order of receipt. Click on the filing type desired to filter the list, or use the 'Find...' feature of your browser to locate a specific company name. Individual filings may be viewed by clicking the Excel icon to the right of the entry (requires Excel 97 or Excel 2003). Form index: -- Select form type --(2010) All (2010) T3 (2010) T5013 (2009) All (2009) R15 (2009) R16 (2009) R3 (2009) T3 (2009) T5 (2009) T5013 (2009) T5013A (2008) All (2008) R15 (2008) R16 (2008) R3 (2008) T3 (2008) T5 (2008) T5013 (2008) T5013A (2007) All (2007) R15 (2007) R16 (2007) R3 (2007) T3 (2007) T5 (2007) T5013 (2007) T5013A (2006) All (2006) R15 (2006) R16 (2006) R3 (2006) T3 (2006) T5 (2006) T5013 (2005) All (2005) R15 (2005) R16 (2005) R3 (2005) T3 (2005) T5 (2005) T5013 (2004) All (2004) R15 (2004) R16 (2004) R3 (2004) T3 (2004) T5 (2004) T5013 (2003) All (2003) R15 (2003) R16 (2003) R3 (2003) T3 (2003) T5 (2003) T5013 (2002) All (2002) R15 (2002) R16 (2002) R3 (2002) T3 (2002) T5 (2002) T5013 (2001) All (2001) R15 (2001) R16 (2001) T3 (2001) T5013  T3 - 2009 Date Cusip Revised Security name Type Form 2010011514264601/15/2010 14:26:46 98542R109 020100115142646 98542R109020100115142646 YEARS FINANCIAL TRUST 98542R109020100115142646 T3 98542R10920100115142646 2010011517323001/15/2010 17:32:30 29274D604 020100115173230 29274D604020100115173230 ENERPLUS RESOURCES FUND 29274D604020100115173230 T3 29274D60420100115173230 2010011706195901/17/2010 06:19:59 192668101 020100117061959 192668101020100117061959 COLABOR INCOME FUND - FONDS DE REVENU COLABOR 192668101020100117061959 T3, R16 19266810120100117061959 2010011811233401/18/2010 11:23:34 24022Y109 020100118112334 24022Y109020100118112334 DDJ HIGH YIELD FUND 24022Y109020100118112334 T3 24022Y10920100118112334 2010011811265301/18/2010 11:26:53 82669D101 020100118112653 82669D101020100118112653 SIGNATURE DIVERSIFIED VALUE TRUST 82669D101020100118112653 T3 82669D10120100118112653 2010011811270901/18/2010 11:27:09 83085T100 020100118112709 83085T100020100118112709 SKYLON ALL ASSET TRUST 83085T100020100118112709 T3 83085T10020100118112709 2010011811283101/18/2010 11:28:31 21254T105 020100118112831 21254T105020100118112831 CONVERTIBLE & YIELD ADVANTAGE TRUST 21254T105020100118112831 T3 21254T10520100118112831 2010011811294601/18/2010 11:29:46 83085F100 020100118112946 83085F100020100118112946 SKYLON GLOBAL CAPITAL YIELD TRUST II 83085F100020100118112946 T3 83085F10020100118112946 2010011811315101/18/2010 11:31:51 83085E103 020100118113151 83085E103020100118113151 SKYLON GLOBAL CAPITAL YIELD TRUST 83085E103020100118113151 T3 83085E10320100118113151 2010011811315901/18/2010 11:31:59 83085Y109 020100118113159 83085Y109020100118113159 SKYLON GROWTH & INCOME TRUST 83085Y109020100118113159 T3 83085Y10920100118113159 2010011811341101/18/2010 11:34:11 429813108 020100118113411 429813108020100118113411 HIGH YIELD & MORTGAGE PLUS TRUST 429813108020100118113411 T3 42981310820100118113411 2010011811341001/18/2010 11:34:10 83085W103 020100118113410 83085W103020100118113410 SKYLON INTERNATIONAL ADVANTAGE YIELD TRUST SERIES A 83085W103020100118113410 T3 83085W10320100118113410 2010011811360601/18/2010 11:36:06 83085W202 020100118113606 83085W202020100118113606 SKYLON INTERNATIONAL ADVANTAGE YIELD TRUST SERIES B 83085W202020100118113606 T3 83085W20220100118113606 2010011811371101/18/2010 11:37:11 98583E108 020100118113711 98583E108020100118113711 YIELD ADVANTAGE INCOME TRUST 98583E108020100118113711 T3 98583E10820100118113711 2010011908492501/19/2010 08:49:25 86176A104 020100119084925 86176A104020100119084925 STONE TOTAL RETURN UNIT TRUST 86176A104020100119084925 T3, R16 86176A10420100119084925 2010012110155001/21/2010 10:15:50 86679QAA9 020100121101550 86679QAA9020100121101550 SUN LIFE CAPITAL TRUST 86679QAA9020100121101550 T3 86679QAA920100121101550 2010012110172501/21/2010 10:17:25 86679QAB7 020100121101725 86679QAB7020100121101725 SUN LIFE CAPITAL TRUST 86679QAB7020100121101725 T3 86679QAB720100121101725 2010012113525601/21/2010 13:52:56 76130CAC0 020100121135256 76130CAC0020100121135256 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100121135256 T3 76130CAC020100121135256 2010012210520801/22/2010 10:52:08 21727V109 020100122105208 21727V109020100122105208 COPERNICAN BRITISH BANKS FUND 21727V109020100122105208 T3 21727V10920100122105208 2010012210551901/22/2010 10:55:19 21727U101 020100122105519 21727U101020100122105519 COPERNICAN INTERNATIONAL PREMIUM DIVIDEND FUND 21727U101020100122105519 T3 21727U10120100122105519 2010012210564301/22/2010 10:56:43 29879E106 020100122105643 29879E106020100122105643 EUROPEAN PREMIUM DIVIDEND FUND 29879E106020100122105643 T3 29879E10620100122105643 2010012215492501/22/2010 15:49:25 625281100 020100122154925 625281100020100122154925 MULLEN GROUP INCOME FUND 625281100020100122154925 T3 62528110020100122154925 2010012514221201/25/2010 14:22:12 667271100 020100125142212 667271100020100125142212 NORTHWATER MARKET-NEUTRAL TRUST 667271100020100125142212 T3 66727110020100125142212 2010012514271701/25/2010 14:27:17 66726Q106 020100125142717 66726Q106020100125142717 NORTHWATER FIVE YEAR MARKET-NEUTRAL TRUST 66726Q106020100125142717 T3 66726Q10620100125142717 2010012514421601/25/2010 14:42:16 66727R103 020100125144216 66727R103020100125144216 NORTHWATER TOP 75 INCOME TRUSTS PLUS 66727R103020100125144216 T3 66727R10320100125144216 2010012617403401/26/2010 17:40:34 67788R107 020100126174034 67788R107020100126174034 MARKLAND OIL SANDS SECTOR FUND 67788R107020100126174034 T3 67788R10720100126174034 2010012718433401/27/2010 18:43:34 89620N102 020100127184334 89620N102020100127184334 TRIMAC INCOME FUND 89620N102020100127184334 T3 89620N10220100127184334 2010012910215001/29/2010 10:21:50 504904103 020100129102150 504904103020100129102150 LABRADOR IRON ORE ROYALTY INCOME FUND 504904103020100129102150 T3 50490410320100129102150 2010012910223401/29/2010 10:22:34 49713Q107 020100129102234 49713Q107020100129102234 KINGSWAY LINKED RETURN OF CAPITAL TRUST 49713Q107020100129102234 T3 49713Q10720100129102234 2010012910234101/29/2010 10:23:41 78401Y106 020100129102341 78401Y106020100129102341 SCITI ROCS TRUST 78401Y106020100129102341 T3 78401Y10620100129102341 2010012910593001/29/2010 10:59:30 868637109 020100129105930 868637109020100129105930 SUPREMEX INCOME FUND 868637109020100129105930 T3, R16 86863710920100129105930 2010012913105201/29/2010 13:10:52 49713Q107 020100129131052R R 49713Q107020100129131052 KINGSWAY LINKED RETURN OF CAPITAL TRUST 49713Q107020100129131052R T3 49713Q10720100129131052R 2010020108584102/01/2010 08:58:41 774910103 020100201085841 774910103020100201085841 ROGERS SUGAR INCOME FUND 774910103020100201085841 T3, R16 77491010320100201085841 2010020114390502/01/2010 14:39:05 321135105 020100201143905 321135105020100201143905 FIRST NATIONAL INCOME FUND 321135105020100201143905 T3 32113510520100201143905 2010020118042102/01/2010 18:04:21 001986108 020100201180421 001986108020100201180421 ARC ENERGY TRUST 001986108020100201180421 T3, R16 00198610820100201180421 2010020210405702/02/2010 10:40:57 87807MAA1 020100202104057 87807MAA1020100202104057 TD CAPITAL TRUST SECURITIES SERIES 2009 87807MAA1020100202104057 T3 87807MAA120100202104057 2010020311184102/03/2010 11:18:41 001986108 020100203111841R R 001986108020100203111841 ARC ENERGY TRUST 001986108020100203111841R T3, R16 00198610820100203111841R 2010020314102602/03/2010 14:10:26 985569102 020100203141026 985569102020100203141026 YELLOW PAGES INCOME FUND 985569102020100203141026 T3, R16 98556910220100203141026 2010020314443502/03/2010 14:44:35 292717105 020100203144435 292717105020100203144435 JUST ENERGY INCOME FUND 292717105020100203144435 T3 29271710520100203144435 2010020316581102/03/2010 16:58:11 76130CAC0 020100203165811R R 76130CAC0020100203165811 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100203165811R T3 76130CAC020100203165811R 2010020409055802/04/2010 09:05:58 656544103 020100204090558 656544103020100204090558 NORSTAR SECURITIES TRUST 656544103020100204090558 T3 65654410320100204090558 2010020411161002/04/2010 11:16:10 707885109 020100204111610 707885109020100204111610 PENN WEST ENERGY TRUST 707885109020100204111610 T3 70788510920100204111610 2010020411192802/04/2010 11:19:28 00762L101 020100204111928 00762L101020100204111928 ADVANTAGE ENERGY INCOME FUND 00762L101020100204111928 T3 00762L10120100204111928 2010020411565402/04/2010 11:56:54 000255109 020100204115654 000255109020100204115654 A&W REVENUE ROYALTIES INCOME FUND 000255109020100204115654 T3 00025510920100204115654 2010020414402102/04/2010 14:40:21 292717105 020100204144021R R 292717105020100204144021 ENERGY SAVINGS INCOME FUND 292717105020100204144021R T3 29271710520100204144021R 2010020415391602/04/2010 15:39:16 453299109 020100204153916 453299109020100204153916 INCOME FINANCIAL 453299109020100204153916 T3 45329910920100204153916 2010020415531002/04/2010 15:53:10 48213T108 020100204155310 48213T108020100204155310 JUST ENERGY INCOME FUND 48213T108020100204155310 T3 48213T10820100204155310 2010020418422802/04/2010 18:42:28 76130CAC0 020100204184228R R 76130CAC0020100204184228 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST I 76130CAC0020100204184228R T3 76130CAC020100204184228R 2010020509532402/05/2010 09:53:24 453299109 020100205095324R R 453299109020100205095324 INCOME FINANCIAL 453299109020100205095324R T3 45329910920100205095324R 2010020510092702/05/2010 10:09:27 763102100 020100205100927 763102100020100205100927 RICHARDS PACKAGING INCOME FUND 763102100020100205100927 T3 76310210020100205100927 2010020510285002/05/2010 10:28:50 763102100 020100205102850R R 763102100020100205102850 RICHARDS PACKAGING INCOME FUND 763102100020100205102850R T3 76310210020100205102850R 2010020516060702/05/2010 16:06:07 29268J104 020100205160607 29268J104020100205160607 ENERFLEX SYSTEMS INCOME FUND 29268J104020100205160607 T3 29268J10420100205160607 2010020516134702/05/2010 16:13:47 69866H100 020100205161347 69866H100020100205161347 PANTERA DRILLING INCOME TRUST 69866H100020100205161347 T3 69866H10020100205161347 2010020811390102/08/2010 11:39:01 897839106 020100208113901 897839106020100208113901 TRUE ENERGY TRUST 897839106020100208113901 T3 89783910620100208113901 2010020910344602/09/2010 10:34:46 103309100 020100209103446 103309100020100209103446 BOYD GROUP INCOME FUND 103309100020100209103446 T3 10330910020100209103446 2010020910532402/09/2010 10:53:24 706329109 020100209105324 706329109020100209105324 PEMBINA PIPELINE INCOME FUND 706329109020100209105324 T3 70632910920100209105324 2010020913130402/09/2010 13:13:04 000255109 020100209131304R R 000255109020100209131304 A&W REVENUE ROYALTIES INCOME FUND 000255109020100209131304R T3 00025510920100209131304R 2010020916383102/09/2010 16:38:31 33734F100 020100209163831 33734F100020100209163831 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND II 33734F100020100209163831 T3, R16 33734F10020100209163831 2010020916403102/09/2010 16:40:31 33733M106 020100209164031 33733M106020100209164031 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND 33733M106020100209164031 T3, R16 33733M10620100209164031 2010020917015502/09/2010 17:01:55 834701104 020100209170155 834701104020100209170155 SOMERSET ENTERTAINMENT INCOME FUND 834701104020100209170155 T3 83470110420100209170155 2010020917244702/09/2010 17:24:47 628949109 020100209172447 628949109020100209172447 NAL OIL & GAS TRUST 628949109020100209172447 T3 62894910920100209172447 2010020918524002/09/2010 18:52:40 20823V104 020100209185240 20823V104020100209185240 CONNOR, CLARK & LUNN CONSERVATIVE INCOME FUND II 20823V104020100209185240 T3, R16 20823V10420100209185240 2010021010572002/10/2010 10:57:20 11221K105 020100210105720 11221K105020100210105720 BROMPTON ADVANTAGED VIP INCOME FUND 11221K105020100210105720 T3 11221K10520100210105720 2010021011005002/10/2010 11:00:50 11221L103 020100210110050 11221L103020100210110050 BROMPTON ADVANTAGED OIL & GAS INCOME FUND 11221L103020100210110050 T3 11221L10320100210110050 2010021013442402/10/2010 13:44:24 083433102 020100210134424 083433102020100210134424 BENVEST NEW LOOK INCOME FUND / FONDS DE REVENU BENVEST NEW LOOK 083433102020100210134424 T3, R16 08343310220100210134424 2010021014223402/10/2010 14:22:34 876760109 020100210142234 876760109020100210142234 TAX OPTIMIZED RETURN ORIENTED SECURITIES TRUST 876760109020100210142234 T3, R16 87676010920100210142234 2010021014262002/10/2010 14:26:20 52107B108 020100210142620 52107B108020100210142620 LAZARD GLOBAL CONVERTIBLE BOND FUND 52107B108020100210142620 T3, R16 52107B10820100210142620 2010021014281602/10/2010 14:28:16 37949D107 020100210142816 37949D107020100210142816 GLOBAL AGRIBUSINESS TRUST 37949D107020100210142816 T3, R16 37949D10720100210142816 2010021014284302/10/2010 14:28:43 54287U104 020100210142843 54287U104020100210142843 LONG RESERVE LIFE RESOURCE FUND 54287U104020100210142843 T3, R16 54287U10420100210142843 2010021014311402/10/2010 14:31:14 001174101 020100210143114 001174101020100210143114 AG GROWTH INCOME FUND 001174101020100210143114 T3 00117410120100210143114 2010021015051802/10/2010 15:05:18 135507101 020100210150518 135507101020100210150518 CANADIAN CONVERTIBLE DEBENTURE FUND 135507101020100210150518 T3 13550710120100210150518 2010021015075802/10/2010 15:07:58 74041F102 020100210150758 74041F102020100210150758 PREFERRED SHARE INVESTMENT TRUST 74041F102020100210150758 T3 74041F10220100210150758 2010021015095702/10/2010 15:09:57 31863F107 020100210150957 31863F107020100210150957 FIRST ASSET POWERGEN FUND 31863F107020100210150957 T3 31863F10720100210150957 2010021015122602/10/2010 15:12:26 31862V103 020100210151226 31862V103020100210151226 FIRST ASSET DIVERSIFIED CONVERTIBLE DEBENTURE FUND 31862V103020100210151226 T3 31862V10320100210151226 2010021015155402/10/2010 15:15:54 31863J109 020100210151554 31863J109020100210151554 FIRST ASSET REIT INCOME FUND 31863J109020100210151554 T3 31863J10920100210151554 2010021015165002/10/2010 15:16:50 318625209 020100210151650 318625209020100210151650 FIRST ASSET PIPES & POWER INCOME FUND 318625209020100210151650 T3 31862520920100210151650 2010021015194902/10/2010 15:19:49 318620200 020100210151949 318620200020100210151949 FIRST ASSET YIELD OPPORTUNITY TRUST - SERIES A 318620200020100210151949 T3 31862020020100210151949 2010021015204402/10/2010 15:20:44 318620309 020100210152044 318620309020100210152044 FIRST ASSET YIELD OPPORTUNITY TRUST - SERIES B 318620309020100210152044 T3 31862030920100210152044 2010021015240102/10/2010 15:24:01 895947109 020100210152401 895947109020100210152401 TRIAX DIVERSIFIED HIGH-YIELD TRUST 895947109020100210152401 T3 89594710920100210152401 2010021015254102/10/2010 15:25:41 848634309 020100210152541 848634309020100210152541 SPLIT REIT OPPORTUNITY TRUST - CAPITAL UNITS 848634309020100210152541 T3 84863430920100210152541 2010021015271502/10/2010 15:27:15 918028309 020100210152715 918028309020100210152715 UTILITY SPLIT TRUST - CAPITAL UNITS 918028309020100210152715 T3 91802830920100210152715 2010021015281202/10/2010 15:28:12 31862R102 020100210152812 31862R102020100210152812 FIRST ASSET/BLACKROCK NORTH AMERICAN DIVIDEND ACHIEVERSTM TRUST 31862R102020100210152812 T3 31862R10220100210152812 2010021015295202/10/2010 15:29:52 31862W101 020100210152952 31862W101020100210152952 FIRST ASSET GLOBAL INFRASTRUCTURE FUND 31862W101020100210152952 T3 31862W10120100210152952 2010021015322402/10/2010 15:32:24 31862G106 020100210153224 31862G106020100210153224 FIRST ASSET INCOME & GROWTH FUND 31862G106020100210153224 T3 31862G10620100210153224 2010021110591302/11/2010 10:59:13 628949109 020100211105913R R 628949109020100211105913 NAL OIL & GAS TRUST 628949109020100211105913R T3 62894910920100211105913R 2010021113415202/11/2010 13:41:52 001174101 020100211134152R R 001174101020100211134152 AG GROWTH INCOME FUND 001174101020100211134152R T3 00117410120100211134152R 2010021114550302/11/2010 14:55:03 74386K104 020100211145503 74386K104020100211145503 PROVIDENT ENERGY TRUST 74386K104020100211145503 T3 74386K10420100211145503 2010021116465502/11/2010 16:46:55 56502W104 020100211164655 56502W104020100211164655 MANULIFE BROMPTON ADVANTAGED BOND FUND - CLASS A SHARES 56502W104020100211164655 T3 56502W10420100211164655 2010021116480602/11/2010 16:48:06 56502W203 020100211164806 56502W203020100211164806 MANULIFE BROMPTON ADVANTAGED BOND FUND - CLASS F SHARES 56502W203020100211164806 T3 56502W20320100211164806 2010021117261902/11/2010 17:26:19 46577Q108 020100211172619 46577Q108020100211172619 ISHARES CDN MSCI EAFE 100% HEDGED TO CAD DOLLARS INDEX FUND 46577Q108020100211172619 T3 46577Q10820100211172619 2010021117284102/11/2010 17:28:41 46577P100 020100211172841 46577P100020100211172841 ISHARES CDN S&P 500 HEDGED TO CANADIAN DOLLARS INDEX FUND 46577P100020100211172841 T3 46577P10020100211172841 2010021117320502/11/2010 17:32:05 46429G100 020100211173205 46429G100020100211173205 ISHARES CDN RUSSELL 2000 INDEX-CANADIAN DOLLAR HEDGED INDEX FUND 46429G100020100211173205 T3 46429G10020100211173205 2010021117332502/11/2010 17:33:25 46428U100 020100211173325 46428U100020100211173325 ISHARES CDN DEX LONG TERM BOND INDEX FUND 46428U100020100211173325 T3 46428U10020100211173325 2010021117323002/11/2010 17:32:30 65685P109 020100211173230 65685P109020100211173230 NORTH AMERICAN FINANCIALS CAPITAL SECURITIES TRUST - CLASS A 65685P109020100211173230 T3, R16 65685P10920100211173230 2010021117345402/11/2010 17:34:54 46577T102 020100211173454 46577T102020100211173454 ISHARES CDN DEX UNIVERSE BOND INDEX FUND 46577T102020100211173454 T3 46577T10220100211173454 2010021117342302/11/2010 17:34:23 65685P208 020100211173423 65685P208020100211173423 NORTH AMERICAN FINANCIALS CAPITAL SECURITIES TRUST - CLASS F 65685P208020100211173423 T3, R16 65685P20820100211173423 2010021117353402/11/2010 17:35:34 46578V403 020100211173534 46578V403020100211173534 ISHARES CDN DEX REAL RETURN BOND INDEX FUND 46578V403020100211173534 T3 46578V40320100211173534 2010021117370502/11/2010 17:37:05 46577R106 020100211173705 46577R106020100211173705 ISHARES CDN DEX SHORT TERM BOND INDEX FUND 46577R106020100211173705 T3 46577R10620100211173705 2010021117383802/11/2010 17:38:38 46428P101 020100211173838 46428P101020100211173838 ISHARES CDN DEX ALL CORPORATE BOND INDEX FUND 46428P101020100211173838 T3 46428P10120100211173838 2010021117414302/11/2010 17:41:43 46428T103 020100211174143 46428T103020100211174143 ISHARES CDN DEX ALL GOVERNMENT BOND INDEX FUND 46428T103020100211174143 T3 46428T10320100211174143 2010021118060002/11/2010 18:06:00 13536R106 020100211180600 13536R106020100211180600 CANADIAN BANC CAPITAL SECURITIES TRUST - CLASS A 13536R106020100211180600 T3, R16 13536R10620100211180600 2010021118081602/11/2010 18:08:16 13536R205 020100211180816 13536R205020100211180816 CANADIAN BANC CAPITAL SECURITIES TRUST - CLASS F 13536R205020100211180816 T3, R16 13536R20520100211180816 2010021118241402/11/2010 18:24:14 34416R206 020100211182414 34416R206020100211182414 FOCUSED GLOBAL TRENDS FUND - CLASS A 34416R206020100211182414 T3, R16 34416R20620100211182414 2010021118253602/11/2010 18:25:36 34416R404 020100211182536 34416R404020100211182536 FOCUSED GLOBAL TRENDS FUND - CLASS F 34416R404020100211182536 T3, R16 34416R40420100211182536 2010021209222202/12/2010 09:22:22 18384D109 020100212092222 18384D109020100212092222 CLAYMORE CANADIAN FINANCIAL MONTHLY INCOME ETF - ADVISOR CLASS 18384D109020100212092222 T3 18384D10920100212092222 2010021209364402/12/2010 09:36:44 01860P101 020100212093644 01860P101020100212093644 ALLIANCE GRAIN TRADERS INCOME FUND 01860P101020100212093644 T3 01860P10120100212093644 2010021209370102/12/2010 09:37:01 183829209 020100212093701 183829209020100212093701 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100212093701 T3 18382920920100212093701 2010021209373902/12/2010 09:37:39 18382W109 020100212093739 18382W109020100212093739 CLAYMORE BROAD EMERGING MARKET ETF - COMMON CLASS 18382W109020100212093739 T3 18382W10920100212093739 2010021209400802/12/2010 09:40:08 183838101 020100212094008 183838101020100212094008 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100212094008 T3 18383810120100212094008 2010021209400002/12/2010 09:40:00 183830108 020100212094000 183830108020100212094000 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 183830108020100212094000 T3 18383010820100212094000 2010021209421102/12/2010 09:42:11 18383X106 020100212094211 18383X106020100212094211 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - COMMON CLASS 18383X106020100212094211 T3 18383X10620100212094211 2010021209420002/12/2010 09:42:00 18382W117 020100212094200 18382W117020100212094200 CLAYMORE BROAD EMERGING MARKET ETF - ADVISOR CLASS 18382W117020100212094200 T3 18382W11720100212094200 2010021209434102/12/2010 09:43:41 183830207 020100212094341 183830207020100212094341 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - COMMON CLASS 183830207020100212094341 T3 18383020720100212094341 2010021209444902/12/2010 09:44:49 18384K202 020100212094449 18384K202020100212094449 CLAYMORE PREMIUM MONEY MARKET ETF - ADVISOR CLASS 18384K202020100212094449 T3 18384K20220100212094449 2010021209481902/12/2010 09:48:19 18383Y104 020100212094819 18383Y104020100212094819 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100212094819 T3 18383Y10420100212094819 2010021209480302/12/2010 09:48:03 18383Y203 020100212094803 18383Y203020100212094803 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - ADVISOR CLASS 18383Y203020100212094803 T3 18383Y20320100212094803 2010021209511802/12/2010 09:51:18 18383A106 020100212095118 18383A106020100212095118 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100212095118 T3 18383A10620100212095118 2010021209540202/12/2010 09:54:02 18383X205 020100212095402 18383X205020100212095402 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - ADVISOR CLASS 18383X205020100212095402 T3 18383X20520100212095402 2010021210035702/12/2010 10:03:57 18383A205 020100212100357 18383A205020100212100357 CLAYMORE GLOBAL ARGICULTURE ETF - ADVISOR CLASS 18383A205020100212100357 T3 18383A20520100212100357 2010021210051902/12/2010 10:05:19 18384K103 020100212100519 18384K103020100212100519 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100212100519 T3 18384K10320100212100519 2010021210083702/12/2010 10:08:37 183839208 020100212100837 183839208020100212100837 CLAYMORE S&P/TSX GLOBAL MINING ETF - ADVISOR CLASS 183839208020100212100837 T3 18383920820100212100837 2010021210134002/12/2010 10:13:40 183832104 020100212101340 183832104020100212101340 CLAYMORE OIL SANDS SECTOR ETF - COMMON CLASS 183832104020100212101340 T3 18383210420100212101340 2010021210134802/12/2010 10:13:48 18383P202 020100212101348 18383P202020100212101348 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18383P202020100212101348 T3 18383P20220100212101348 2010021210174202/12/2010 10:17:42 18384J106 020100212101742 18384J106020100212101742 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100212101742 T3 18384J10620100212101742 2010021210201502/12/2010 10:20:15 183832203 020100212102015 183832203020100212102015 CLAYMORE OIL SANDS SECTOR ETF - ADVISOR CLASS 183832203020100212102015 T3 18383220320100212102015 2010021210212002/12/2010 10:21:20 18382R100 020100212102120 18382R100020100212102120 CLAYMORE 1-5YR LADDERED GOVERNMENT BOND ETF - COMMON CLASS 18382R100020100212102120 T3 18382R10020100212102120 2010021210223002/12/2010 10:22:30 18387E120 020100212102230 18387E120020100212102230 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100212102230 T3 18387E12020100212102230 2010021210324202/12/2010 10:32:42 18383B112 020100212103242 18383B112020100212103242 CLAYMORE GLOBAL INFRASTRUCTURE ETF - COMMON CLASS 18383B112020100212103242 T3 18383B11220100212103242 2010021210333702/12/2010 10:33:37 18385H208 020100212103337 18385H208020100212103337 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100212103337 T3 18385H20820100212103337 2010021210345702/12/2010 10:34:57 18382N109 020100212103457 18382N109020100212103457 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - ADVISOR CLASS 18382N109020100212103457 T3 18382N10920100212103457 2010021210355602/12/2010 10:35:56 18382N208 020100212103556 18382N208020100212103556 CLAYMORE 1-5YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N208020100212103556 T3 18382N20820100212103556 2010021210355002/12/2010 10:35:50 18385M207 020100212103550 18385M207020100212103550 CLAYMORE GOLD BULLION TRUST 18385M207020100212103550 T3 18385M20720100212103550 2010021210375202/12/2010 10:37:52 18385N205 020100212103752 18385N205020100212103752 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100212103752 T3 18385N20520100212103752 2010021210373702/12/2010 10:37:37 18384F302 020100212103737 18384F302020100212103737 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - ADVISOR CLASS 18384F302020100212103737 T3 18384F30220100212103737 2010021210393402/12/2010 10:39:34 18383P103 020100212103934 18383P103020100212103934 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - COMMON CLASS 18383P103020100212103934 T3 18383P10320100212103934 2010021210402202/12/2010 10:40:22 18384F203 020100212104022 18384F203020100212104022 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - COMMON CLASS 18384F203020100212104022 T3 18384F20320100212104022 2010021210400602/12/2010 10:40:06 18384J114 020100212104006 18384J114020100212104006 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100212104006 T3 18384J11420100212104006 2010021210413702/12/2010 10:41:37 183829100 020100212104137 183829100020100212104137 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100212104137 T3 18382910020100212104137 2010021210455902/12/2010 10:45:59 18382U202 020100212104559 18382U202020100212104559 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100212104559 T3 18382U20220100212104559 2010021210453402/12/2010 10:45:34 18382U103 020100212104534 18382U103020100212104534 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100212104534 T3 18382U10320100212104534 2010021210463002/12/2010 10:46:30 18382T205 020100212104630 18382T205020100212104630 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100212104630 T3 18382T20520100212104630 2010021210482402/12/2010 10:48:24 18382T106 020100212104824 18382T106020100212104824 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100212104824 T3 18382T10620100212104824 2010021210523202/12/2010 10:52:32 18382B113 020100212105232 18382B113020100212105232 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100212105232 T3 18382B11320100212105232 2010021210520902/12/2010 10:52:09 18382B105 020100212105209 18382B105020100212105209 CLAYMORE ADVANTAGED CANADIAN BOND ETF - COMMON CLASS 18382B105020100212105209 T3 18382B10520100212105209 2010021210542402/12/2010 10:54:24 18387H164 020100212105424 18387H164020100212105424 CLAYMORE SILVER BULLION TRUST 18387H164020100212105424 T3 18387H16420100212105424 2010021210553102/12/2010 10:55:31 007033103 020100212105531 007033103020100212105531 ADJUSTABLE RATE MBS TRUST 007033103020100212105531 T3 00703310320100212105531 2010021211001702/12/2010 11:00:17 18385N106 020100212110017 18385N106020100212110017 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100212110017 T3 18385N10620100212110017 2010021211020302/12/2010 11:02:03 18383B104 020100212110203 18383B104020100212110203 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100212110203 T3 18383B10420100212110203 2010021211035002/12/2010 11:03:50 18385H109 020100212110350 18385H109020100212110350 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100212110350 T3 18385H10920100212110350 2010021211393702/12/2010 11:39:37 13642L100 020100212113937 13642L100020100212113937 CANADIAN OIL SANDS TRUST 13642L100020100212113937 T3 13642L10020100212113937 2010021211445602/12/2010 11:44:56 20823R103 020100212114456 20823R103020100212114456 CONNOR, CLARK & LUNN REAL RETURN INCOME FUND 20823R103020100212114456 T3, R16 20823R10320100212114456 2010021212133902/12/2010 12:13:39 717045108 020100212121339 717045108020100212121339 PEYTO ENERGY TRUST 717045108020100212121339 T3 71704510820100212121339 2010021212192402/12/2010 12:19:24 18387E104 020100212121924 18387E104020100212121924 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100212121924 T3 18387E10420100212121924 2010021212195702/12/2010 12:19:57 18387E112 020100212121957 18387E112020100212121957 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100212121957 T3 18387E11220100212121957 2010021215311302/12/2010 15:31:13 20823Y108 020100212153113 20823Y108020100212153113 CONNOR, CLARK & LUNN GLOBAL FINANCIALS FUND II - CLASS A (OR COMMON UNITS) 20823Y108020100212153113 T3, R16 20823Y10820100212153113 2010021215322102/12/2010 15:32:21 20823Y207 020100212153221 20823Y207020100212153221 CONNOR, CLARK & LUNN GLOBAL FINANCIALS FUND II - CLASS F 20823Y207020100212153221 T3, R16 20823Y20720100212153221 2010021215420702/12/2010 15:42:07 717045108 020100212154207R R 717045108020100212154207 PEYTO ENERGY TRUST 717045108020100212154207R T3 71704510820100212154207R 2010021215415902/12/2010 15:41:59 136002102 020100212154159 136002102020100212154159 FONDS DE REVENU HÉLICOPTÈRES CANADIENS 136002102020100212154159 T3, R16 13600210220100212154159 2010021609314102/16/2010 09:31:41 13650J104 020100216093141 13650J104020100216093141 CANADIAN REAL ESTATE INVESTMENT TRUST 13650J104020100216093141 T3 13650J10420100216093141 2010021609350702/16/2010 09:35:07 136002102 020100216093507R R 136002102020100216093507 CANADIAN HELICOPTERS INCOME FUND 136002102020100216093507R T3, R16 13600210220100216093507R 2010021613130802/16/2010 13:13:08 706902509 020100216131308 706902509020100216131308 PENGROWTH ENERGY TRUST 706902509020100216131308 T3, R16 70690250920100216131308 2010021614313502/16/2010 14:31:35 918028309 020100216143135R R 918028309020100216143135 UTILITY SPLIT TRUST - CAPITAL UNITS 918028309020100216143135R T3 91802830920100216143135R 2010021614335102/16/2010 14:33:51 848634309 020100216143351R R 848634309020100216143351 SPLIT REIT OPPORTUNITY TRUST - CAPITAL UNITS 848634309020100216143351R T3 84863430920100216143351R 2010021615191102/16/2010 15:19:11 18382B113 020100216151911R R 18382B113020100216151911 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100216151911R T3 18382B11320100216151911R 2010021615293102/16/2010 15:29:31 18385H208 020100216152931R R 18385H208020100216152931 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100216152931R T3 18385H20820100216152931R 2010021615304002/16/2010 15:30:40 18385H109 020100216153040R R 18385H109020100216153040 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100216153040R T3 18385H10920100216153040R 2010021615324702/16/2010 15:32:47 18383P202 020100216153247R R 18383P202020100216153247 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18383P202020100216153247R T3 18383P20220100216153247R 2010021615335302/16/2010 15:33:53 18383P103 020100216153353R R 18383P103020100216153353 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - COMMON CLASS 18383P103020100216153353R T3 18383P10320100216153353R 2010021615361902/16/2010 15:36:19 18387E120 020100216153619R R 18387E120020100216153619 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100216153619R T3 18387E12020100216153619R 2010021615374902/16/2010 15:37:49 33847Y103 020100216153749 33847Y103020100216153749 FLAHERTY & CRUMRINE INVESTMENT GRADE FIXED INCOME FUND 33847Y103020100216153749 T3 33847Y10320100216153749 2010021615403602/16/2010 15:40:36 18387E112 020100216154036R R 18387E112020100216154036 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100216154036R T3 18387E11220100216154036R 2010021615412302/16/2010 15:41:23 18387E104 020100216154123R R 18387E104020100216154123 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100216154123R T3 18387E10420100216154123R 2010021615423802/16/2010 15:42:38 183830108 020100216154238R R 183830108020100216154238 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 183830108020100216154238R T3 18383010820100216154238R 2010021615432902/16/2010 15:43:29 183830207 020100216154329R R 183830207020100216154329 CLAYMORE CANADIAN FUNDAMENTAL INDEX ETF - COMMON CLASS 183830207020100216154329R T3 18383020720100216154329R 2010021615445102/16/2010 15:44:51 18384F302 020100216154451R R 18384F302020100216154451 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - ADVISOR CLASS 18384F302020100216154451R T3 18384F30220100216154451R 2010021615454802/16/2010 15:45:48 18384F203 020100216154548R R 18384F203020100216154548 CLAYMORE EQUAL WEIGHT BANC & LIFECO ETF - COMMON CLASS 18384F203020100216154548R T3 18384F20320100216154548R 2010021615480502/16/2010 15:48:05 18384J106 020100216154805R R 18384J106020100216154805 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100216154805R T3 18384J10620100216154805R 2010021615490502/16/2010 15:49:05 18384J114 020100216154905R R 18384J114020100216154905 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100216154905R T3 18384J11420100216154905R 2010021615495002/16/2010 15:49:50 18383B104 020100216154950R R 18383B104020100216154950 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100216154950R T3 18383B10420100216154950R 2010021615503202/16/2010 15:50:32 18383B104 020100216155032R R 18383B104020100216155032 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100216155032R T3 18383B10420100216155032R 2010021615513602/16/2010 15:51:36 18383B112 020100216155136R R 18383B112020100216155136 CLAYMORE GLOBAL INFRASTRUCTURE ETF - COMMON CLASS 18383B112020100216155136R T3 18383B11220100216155136R 2010021615521302/16/2010 15:52:13 183832203 020100216155213R R 183832203020100216155213 CLAYMORE OIL SANDS SECTOR ETF - ADVISOR CLASS 183832203020100216155213R T3 18383220320100216155213R 2010021615525002/16/2010 15:52:50 183832104 020100216155250R R 183832104020100216155250 CLAYMORE OIL SANDS SECTOR ETF - COMMON CLASS 183832104020100216155250R T3 18383210420100216155250R 2010021615540202/16/2010 15:54:02 18384J106 020100216155402R R 18384J106020100216155402 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100216155402R T3 18384J10620100216155402R 2010021615545202/16/2010 15:54:52 18384J114 020100216155452R R 18384J114020100216155452 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100216155452R T3 18384J11420100216155452R 2010021615564002/16/2010 15:56:40 18383A106 020100216155640R R 18383A106020100216155640 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100216155640R T3 18383A10620100216155640R 2010021615584302/16/2010 15:58:43 183838101 020100216155843R R 183838101020100216155843 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100216155843R T3 18383810120100216155843R 2010021616002702/16/2010 16:00:27 183829100 020100216160027R R 183829100020100216160027 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100216160027R T3 18382910020100216160027R 2010021616010502/16/2010 16:01:05 18382W117 020100216160105R R 18382W117020100216160105 CLAYMORE BROAD EMERGING MARKET ETF - ADVISOR CLASS 18382W117020100216160105R T3 18382W11720100216160105R 2010021616014102/16/2010 16:01:41 18382W109 020100216160141R R 18382W109020100216160141 CLAYMORE BROAD EMERGING MARKET ETF - COMMON CLASS 18382W109020100216160141R T3 18382W10920100216160141R 2010021616023402/16/2010 16:02:34 18383Y104 020100216160234R R 18383Y104020100216160234 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100216160234R T3 18383Y10420100216160234R 2010021616031402/16/2010 16:03:14 18383Y203 020100216160314R R 18383Y203020100216160314 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - ADVISOR CLASS 18383Y203020100216160314R T3 18383Y20320100216160314R 2010021616102802/16/2010 16:10:28 18385N205 020100216161028R R 18385N205020100216161028 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100216161028R T3 18385N20520100216161028R 2010021616164202/16/2010 16:16:42 18385N106 020100216161642R R 18385N106020100216161642 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100216161642R T3 18385N10620100216161642R 2010021617431402/16/2010 17:43:14 412419103 020100216174314 412419103020100216174314 HARDWOODS DISTRIBUTION INCOME FUND 412419103020100216174314 T3 41241910320100216174314 2010021618033802/16/2010 18:03:38 18384D109 020100216180338R R 18384D109020100216180338 CLAYMORE CANADIAN FINANCIAL MONTHLY INCOME ETF - ADVISOR CLASS 18384D109020100216180338R T3 18384D10920100216180338R 2010021618044002/16/2010 18:04:40 18382B105 020100216180440R R 18382B105020100216180440 CLAYMORE ADVANTAGED CANADIAN BOND ETF - COMMON CLASS 18382B105020100216180440R T3 18382B10520100216180440R 2010021618055302/16/2010 18:05:53 18382B113 020100216180553R R 18382B113020100216180553 CLAYMORE ADVANTAGED CANADIAN BOND ETF - ADVISOR CLASS 18382B113020100216180553R T3 18382B11320100216180553R 2010021618064502/16/2010 18:06:45 18382N109 020100216180645R R 18382N109020100216180645 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N109020100216180645R T3 18382N10920100216180645R 2010021618074302/16/2010 18:07:43 18382N208 020100216180743R R 18382N208020100216180743 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - ADVISOR CLASS 18382N208020100216180743R T3 18382N20820100216180743R 2010021618111202/16/2010 18:11:12 18382R100 020100216181112R R 18382R100020100216181112 CLAYMORE 1-5 YR LADDERED GOVERNMENT BOND ETF - COMMON CLASS 18382R100020100216181112R T3 18382R10020100216181112R 2010021618120802/16/2010 18:12:08 18384K103 020100216181208R R 18384K103020100216181208 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100216181208R T3 18384K10320100216181208R 2010021618132602/16/2010 18:13:26 18383X205 020100216181326R R 18383X205020100216181326 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - ADVISOR CLASS 18383X205020100216181326R T3 18383X20520100216181326R 2010021618140702/16/2010 18:14:07 18384K103 020100216181407R R 18384K103020100216181407 CLAYMORE PREMIUM MONEY MARKET ETF - COMMON CLASS 18384K103020100216181407R T3 18384K10320100216181407R 2010021618144602/16/2010 18:14:46 18382T205 020100216181446R R 18382T205020100216181446 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100216181446R T3 18382T20520100216181446R 2010021618152602/16/2010 18:15:26 18382U202 020100216181526R R 18382U202020100216181526 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100216181526R T3 18382U20220100216181526R 2010021618164402/16/2010 18:16:44 18382U202 020100216181644R R 18382U202020100216181644 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100216181644R T3 18382U20220100216181644R 2010021618185002/16/2010 18:18:50 007033103 020100216181850R R 007033103020100216181850 ADJUSTABLE RATE MBS TRUST 007033103020100216181850R T3 00703310320100216181850R 2010021618474702/16/2010 18:47:47 46429M107 020100216184747 46429M107020100216184747 ISHARES CDN MSCI WORLD INDEX FUND 46429M107020100216184747 T3 46429M10720100216184747 2010021618494602/16/2010 18:49:46 46429L109 020100216184946 46429L109020100216184946 ISHARES CDN MSCI EMERGING MARKETS INDEX FUND 46429L109020100216184946 T3 46429L10920100216184946 2010021618590902/16/2010 18:59:09 46578V205 020100216185909 46578V205020100216185909 ISHARES CDN S&P/TSX INCOME TRUST INDEX FUND 46578V205020100216185909 T3 46578V20520100216185909 2010021619012102/16/2010 19:01:21 46577N105 020100216190121 46577N105020100216190121 ISHARES CDN S&P/TSX CAPPED REIT INDEX FUND 46577N105020100216190121 T3 46577N10520100216190121 2010021619025902/16/2010 19:02:59 46577V107 020100216190259 46577V107020100216190259 ISHARES CDN S&P/TSX COMPLETION INDEX FUND 46577V107020100216190259 T3 46577V10720100216190259 2010021619044902/16/2010 19:04:49 46578B100 020100216190449 46578B100020100216190449 ISHARES CDN S&P/TSX 60 INDEX FUND 46578B100020100216190449 T3 46578B10020100216190449 2010021619103502/16/2010 19:10:35 46429D107 020100216191035 46429D107020100216191035 ISHARES CDN S&P/TSX SMALLCAP INDEX FUND 46429D107020100216191035 T3 46429D10720100216191035 2010021619124402/16/2010 19:12:44 46428V108 020100216191244 46428V108020100216191244 ISHARES CDN DOW JONES CANADA SELECT GROWTH INDEX FUND 46428V108020100216191244 T3 46428V10820100216191244 2010021619140502/16/2010 19:14:05 46577U109 020100216191405 46577U109020100216191405 ISHARES CDN S&P/TSX CAPPED COMPOSITE INDEX FUND 46577U109020100216191405 T3 46577U10920100216191405 2010021619165902/16/2010 19:16:59 46578A102 020100216191659 46578A102020100216191659 ISHARES CDN S&P/TSX CAPPED FINANCIALS INDEX FUND 46578A102020100216191659 T3 46578A10220100216191659 2010021619181102/16/2010 19:18:11 46429F102 020100216191811 46429F102020100216191811 ISHARES CDN JANTZI SOCIAL INDEX FUND 46429F102020100216191811 T3 46429F10220100216191811 2010021619204902/16/2010 19:20:49 46577W105 020100216192049 46577W105020100216192049 ISHARES CDN S&P/TSX CAPPED ENERGY INDEX FUND 46577W105020100216192049 T3 46577W10520100216192049 2010021619231302/16/2010 19:23:13 46578V304 020100216192313 46578V304020100216192313 ISHARES CDN DOW JONES CANADA SELECT DIVIDEND INDEX FUND 46578V304020100216192313 T3 46578V30420100216192313 2010021619245402/16/2010 19:24:54 46428W106 020100216192454 46428W106020100216192454 ISHARES CDN DOW JONES CANADA SELECT VALUE INDEX FUND 46428W106020100216192454 T3 46428W10620100216192454 2010021619262502/16/2010 19:26:25 46577Y101 020100216192625 46577Y101020100216192625 ISHARES CDN S&P/TSX GLOBAL GOLD INDEX FUND 46577Y101020100216192625 T3 46577Y10120100216192625 2010021619281302/16/2010 19:28:13 46578V106 020100216192813 46578V106020100216192813 ISHARES CDN S&P/TSX CAPPED MATERIALS INDEX FUND 46578V106020100216192813 T3 46578V10620100216192813 2010021710563002/17/2010 10:56:30 761298108 020100217105630 761298108020100217105630 RETROCOM MID-MARKET REAL ESTATE INVESTMENT TRUST 761298108020100217105630 T3, R16 76129810820100217105630 2010021712471502/17/2010 12:47:15 46429K101 020100217124715 46429K101020100217124715 ISHARES ALTERNATIVES COMPLETION PORTFOLIO BUILDER FUND 46429K101020100217124715 T3 46429K10120100217124715 2010021712491002/17/2010 12:49:10 464292101 020100217124910 464292101020100217124910 ISHARES CONSERVATIVE CORE PORTFOLIO BUILDER FUND 464292101020100217124910 T3 46429210120100217124910 2010021712492802/17/2010 12:49:28 46430A100 020100217124928 46430A100020100217124928 ISHARES GLOBAL COMPLETION PORTFOLIO BUILDER FUND 46430A100020100217124928 T3 46430A10020100217124928 2010021712522802/17/2010 12:52:28 46429J104 020100217125228 46429J104020100217125228 ISHARES GROWTH CORE PORTFOLIO BUILDER FUND 46429J104020100217125228 T3 46429J10420100217125228 2010021713385402/17/2010 13:38:54 13642L100 020100217133854R R 13642L100020100217133854 CANADIAN OIL SANDS TRUST 13642L100020100217133854R T3 13642L10020100217133854R 2010021713463002/17/2010 13:46:30 199910100 020100217134630 199910100020100217134630 COMINAR REAL ESTATE INVESTMENT TRUST 199910100020100217134630 T3, R16 19991010020100217134630 2010021714415502/17/2010 14:41:55 76130CAD8 020100217144155 76130CAD8020100217144155 RETIREMENT RESIDENCES REIT DEFEASANCE TRUST II 76130CAD8020100217144155 T3 76130CAD820100217144155 2010021715133602/17/2010 15:13:36 183829209 020100217151336R R 183829209020100217151336 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100217151336R T3 18382920920100217151336R 2010021715555802/17/2010 15:55:58 007033103 020100217155558R R 007033103020100217155558 ADJUSTABLE RATE MBS TRUST 007033103020100217155558R T3 00703310320100217155558R 2010021717484702/17/2010 17:48:47 989132105 020100217174847 989132105020100217174847 ZARGON ENERGY TRUST 989132105020100217174847 T3 98913210520100217174847 2010021810035402/18/2010 10:03:54 00508V108 020100218100354 00508V108020100218100354 ACUITY GROWTH & INCOME TRUST 00508V108020100218100354 T3, R16 00508V10820100218100354 2010021810070302/18/2010 10:07:03 00510C106 020100218100703 00510C106020100218100703 ACUITY FOCUSED TOTAL RETURN TRUST 00510C106020100218100703 T3, R16 00510C10620100218100703 2010021810314902/18/2010 10:31:49 302251103 020100218103149 302251103020100218103149 EXTENDICARE REAL ESTATE INVESTMENT TRUST 302251103020100218103149 T3 30225110320100218103149 2010021811455802/18/2010 11:45:58 88103W100 020100218114558 88103W100020100218114558 TERRAVEST INCOME FUND 88103W100020100218114558 T3 88103W10020100218114558 2010021812495902/18/2010 12:49:59 88321Y888 020100218124959 88321Y888020100218124959 TG INCOME TRUST 88321Y888020100218124959 T3 88321Y88820100218124959 2010021812500602/18/2010 12:50:06 88321Y870 020100218125006 88321Y870020100218125006 TG INCOME TRUST 88321Y870020100218125006 T3 88321Y87020100218125006 2010021812521402/18/2010 12:52:14 88321Y862 020100218125214 88321Y862020100218125214 TG INCOME TRUST 88321Y862020100218125214 T3 88321Y86220100218125214 2010021812515702/18/2010 12:51:57 88321Y854 020100218125157 88321Y854020100218125157 TG INCOME TRUST 88321Y854020100218125157 T3 88321Y85420100218125157 2010021812540502/18/2010 12:54:05 88321Y847 020100218125405 88321Y847020100218125405 TG INCOME TRUST 88321Y847020100218125405 T3 88321Y84720100218125405 2010021812553302/18/2010 12:55:33 88321Y839 020100218125533 88321Y839020100218125533 TG INCOME TRUST 88321Y839020100218125533 T3 88321Y83920100218125533 2010021812553202/18/2010 12:55:32 88321Y821 020100218125532 88321Y821020100218125532 TG INCOME TRUST 88321Y821020100218125532 T3 88321Y82120100218125532 2010021812573702/18/2010 12:57:37 88321Y813 020100218125737 88321Y813020100218125737 TG INCOME TRUST 88321Y813020100218125737 T3 88321Y81320100218125737 2010021813023802/18/2010 13:02:38 88321Y797 020100218130238 88321Y797020100218130238 TG INCOME TRUST 88321Y797020100218130238 T3 88321Y79720100218130238 2010021813033702/18/2010 13:03:37 88321Y789 020100218130337 88321Y789020100218130337 TG INCOME TRUST 88321Y789020100218130337 T3 88321Y78920100218130337 2010021813054802/18/2010 13:05:48 88321Y771 020100218130548 88321Y771020100218130548 TG INCOME TRUST 88321Y771020100218130548 T3 88321Y77120100218130548 2010021813091902/18/2010 13:09:19 88321Y763 020100218130919 88321Y763020100218130919 TG INCOME TRUST 88321Y763020100218130919 T3 88321Y76320100218130919 2010021813110202/18/2010 13:11:02 88321Y755 020100218131102 88321Y755020100218131102 TG INCOME TRUST 88321Y755020100218131102 T3 88321Y75520100218131102 2010021813110002/18/2010 13:11:00 29251D106 020100218131100 29251D106020100218131100 ENBRIDGE INCOME FUND 29251D106020100218131100 T3 29251D10620100218131100 2010021813121202/18/2010 13:12:12 88321Y748 020100218131212 88321Y748020100218131212 TG INCOME TRUST 88321Y748020100218131212 T3 88321Y74820100218131212 2010021813125602/18/2010 13:12:56 88321Y730 020100218131256 88321Y730020100218131256 TG INCOME TRUST 88321Y730020100218131256 T3 88321Y73020100218131256 2010021813140402/18/2010 13:14:04 88321Y722 020100218131404 88321Y722020100218131404 TG INCOME TRUST 88321Y722020100218131404 T3 88321Y72220100218131404 2010021813140302/18/2010 13:14:03 88321Y714 020100218131403 88321Y714020100218131403 TG INCOME TRUST 88321Y714020100218131403 T3 88321Y71420100218131403 2010021813161102/18/2010 13:16:11 88321Y110 020100218131611 88321Y110020100218131611 TG INCOME TRUST 88321Y110020100218131611 T3 88321Y11020100218131611 2010021813171102/18/2010 13:17:11 88321Y128 020100218131711 88321Y128020100218131711 TG INCOME TRUST 88321Y128020100218131711 T3 88321Y12820100218131711 2010021813165702/18/2010 13:16:57 88321Y698 020100218131657 88321Y698020100218131657 TG INCOME TRUST 88321Y698020100218131657 T3 88321Y69820100218131657 2010021813174602/18/2010 13:17:46 88321Y680 020100218131746 88321Y680020100218131746 TG INCOME TRUST 88321Y680020100218131746 T3 88321Y68020100218131746 2010021813261902/18/2010 13:26:19 101084101 020100218132619 101084101020100218132619 BOSTON PIZZA ROYALTIES INCOME FUND 101084101020100218132619 T3 10108410120100218132619 2010021813313702/18/2010 13:31:37 88321Y672 020100218133137 88321Y672020100218133137 TG INCOME TRUST 88321Y672020100218133137 T3 88321Y67220100218133137 2010021813342202/18/2010 13:34:22 88321Y664 020100218133422 88321Y664020100218133422 TG INCOME TRUST 88321Y664020100218133422 T3 88321Y66420100218133422 2010021813353802/18/2010 13:35:38 88321Y656 020100218133538 88321Y656020100218133538 TG INCOME TRUST 88321Y656020100218133538 T3 88321Y65620100218133538 2010021813351302/18/2010 13:35:13 88321Y649 020100218133513 88321Y649020100218133513 TG INCOME TRUST 88321Y649020100218133513 T3 88321Y64920100218133513 2010021813362702/18/2010 13:36:27 88321Y136 020100218133627 88321Y136020100218133627 TG INCOME TRUST 88321Y136020100218133627 T3 88321Y13620100218133627 2010021813371202/18/2010 13:37:12 88321Y631 020100218133712 88321Y631020100218133712 TG INCOME TRUST 88321Y631020100218133712 T3 88321Y63120100218133712 2010021813400402/18/2010 13:40:04 88321Y144 020100218134004 88321Y144020100218134004 TG INCOME TRUST 88321Y144020100218134004 T3 88321Y14420100218134004 2010021813415202/18/2010 13:41:52 88321Y151 020100218134152 88321Y151020100218134152 TG INCOME TRUST 88321Y151020100218134152 T3 88321Y15120100218134152 2010021813440102/18/2010 13:44:01 87242A102 020100218134401 87242A102020100218134401 TG INCOME TRUST II 87242A102020100218134401 T3 87242A10220100218134401 2010021814083402/18/2010 14:08:34 18382U103 020100218140834R R 18382U103020100218140834 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100218140834R T3 18382U10320100218140834R 2010021814221502/18/2010 14:22:15 18382T106 020100218142215R R 18382T106020100218142215 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100218142215R T3 18382T10620100218142215R 2010021815021602/18/2010 15:02:16 18383X106 020100218150216R R 18383X106020100218150216 CLAYMORE S&P/TSX CDN PREFERRED SHARE ETF - COMMON CLASS 18383X106020100218150216R T3 18383X10620100218150216R 2010021815145102/18/2010 15:14:51 18387H164 020100218151451R R 18387H164020100218151451 CLAYMORE SILVER BULLION TRUST 18387H164020100218151451R T3 18387H16420100218151451R 2010021815300002/18/2010 15:30:00 239058100 020100218153000 239058100020100218153000 DAVIS+HENDERSON INCOME FUND 239058100020100218153000 T3 23905810020100218153000 2010021815383302/18/2010 15:38:33 355904103 020100218153833 355904103020100218153833 FREEHOLD ROYALTY TRUST 355904103020100218153833 T3 35590410320100218153833 2010021815430602/18/2010 15:43:06 871000105 020100218154306 871000105020100218154306 SWISS WATER DECAFFEINATED COFFEE INCOME FUND 871000105020100218154306 T3 87100010520100218154306 2010021815592202/18/2010 15:59:22 239600109 020100218155922 239600109020100218155922 DAYLIGHT RESOURCES TRUST 239600109020100218155922 T3 23960010920100218155922 2010021816135202/18/2010 16:13:52 18387E138 020100218161352 18387E138020100218161352 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - ADVISOR CLASS 18387E138020100218161352 T3 18387E13820100218161352 2010021816245202/18/2010 16:24:52 18382R209 020100218162452 18382R209020100218162452 CLAYMORE 1-5 YR LADDERED GOVERNMENT BOND ETF - ADVISOR CLASS 18382R209020100218162452 T3 18382R20920100218162452 2010021816301702/18/2010 16:30:17 18384J114 020100218163017R R 18384J114020100218163017 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100218163017R T3 18384J11420100218163017R 2010021816354302/18/2010 16:35:43 891503104 020100218163543 891503104020100218163543 TOTAL ENERGY SERVICES TRUST 891503104020100218163543 T3 89150310420100218163543 2010021816373302/18/2010 16:37:33 183838200 020100218163733 183838200020100218163733 CLAYMORE S&P GLOBAL WATER ETF - ADVISOR CLASS 183838200020100218163733 T3 18383820020100218163733 2010021816371902/18/2010 16:37:19 56501QAA6 020100218163719 56501QAA6020100218163719 MANULIFE FINANCIAL CAPITAL TRUST 56501QAA6020100218163719 T3, R16 56501QAA620100218163719 2010021816433002/18/2010 16:43:30 56501QAB4 020100218164330 56501QAB4020100218164330 MANULIFE FINANCIAL CAPITAL TRUST 56501QAB4020100218164330 T3, R16 56501QAB420100218164330 2010021818410302/18/2010 18:41:03 003239100 020100218184103 003239100020100218184103 ABERDEEN SCOTS TRUST 003239100020100218184103 T3 00323910020100218184103 2010021818525802/18/2010 18:52:58 482427101 020100218185258 482427101020100218185258 K-BRO LINEN INCOME FUND 482427101020100218185258 T3, R16 48242710120100218185258 2010021910434502/19/2010 10:43:45 183839109 020100219104345 183839109020100219104345 CLAYMORE S&P/TSX GLOBAL MINING ETF - COMMON CLASS 183839109020100219104345 T3 18383910920100219104345 2010021910460402/19/2010 10:46:04 183839208 020100219104604R R 183839208020100219104604 CLAYMORE S&P/TSX GLOBAL MINING ETF - ADVISOR CLASS 183839208020100219104604R T3 18383920820100219104604R 2010021910493502/19/2010 10:49:35 18383Y104 020100219104935R R 18383Y104020100219104935 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100219104935R T3 18383Y10420100219104935R 2010021910501402/19/2010 10:50:14 18383Y203 020100219105014R R 18383Y203020100219105014 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - ADVISOR CLASS 18383Y203020100219105014R T3 18383Y20320100219105014R 2010021910590202/19/2010 10:59:02 003239100 020100219105902R R 003239100020100219105902 ABERDEEN SCOTS TRUST 003239100020100219105902R T3 00323910020100219105902R 2010021911001602/19/2010 11:00:16 138331205 020100219110016 138331205020100219110016 CLAYMORE CDN DIVIDEND & INCOME ACHIEVERS ETF - ADVISOR CLASS 138331205020100219110016 T3 13833120520100219110016 2010021911592502/19/2010 11:59:25 33733M106 020100219115925R R 33733M106020100219115925 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND 33733M106020100219115925R T3, R16 33733M10620100219115925R 2010021912003802/19/2010 12:00:38 33734F100 020100219120038R R 33734F100020100219120038 FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND II 33734F100020100219120038R T3, R16 33734F10020100219120038R 2010021912120602/19/2010 12:12:06 183831106 020100219121206 183831106020100219121206 CLAYMORE CDN DIVIDEND & INCOME ACHIEVERS ETF - COMMON CLASS 183831106020100219121206 T3 18383110620100219121206 2010021913230102/19/2010 13:23:01 007033103 020100219132301R R 007033103020100219132301 ADJUSTABLE RATE MBS TRUST 007033103020100219132301R T3 00703310320100219132301R 2010021914015802/19/2010 14:01:58 92707W102 020100219140158 92707W102020100219140158 VILLAGE FARMS INCOME FUND 92707W102020100219140158 T3 92707W10220100219140158 2010021914183902/19/2010 14:18:39 05276R106 020100219141839 05276R106020100219141839 AUTOCANADA INCOME FUND 05276R106020100219141839 T3 05276R10620100219141839 2010021917251102/19/2010 17:25:11 19042E109 020100219172511 19042E109020100219172511 COAST WHOLESALE APPLIANCES INCOME FUND 19042E109020100219172511 T3 19042E10920100219172511 2010022211292202/22/2010 11:29:22 098536105 020100222112922 098536105020100222112922 BONAVISTA ENERGY TRUST 098536105020100222112922 T3, R16 09853610520100222112922 2010022211474502/22/2010 11:47:45 70468C101 020100222114745 70468C101020100222114745 PEAK ENERGY SERVICES TRUST 70468C101020100222114745 T3 70468C10120100222114745 2010022211553902/22/2010 11:55:39 891503104 020100222115539R R 891503104020100222115539 TOTAL ENERGY SERVICES TRUST 891503104020100222115539R T3 89150310420100222115539R 2010022212210002/22/2010 12:21:00 18387E120 020100222122100R R 18387E120020100222122100 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100222122100R T3 18387E12020100222122100R 2010022212280702/22/2010 12:28:07 18387E120 020100222122807R R 18387E120020100222122807 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100222122807R T3 18387E12020100222122807R 2010022214242502/22/2010 14:24:25 29381P102 020100222142425 29381P102020100222142425 ENTERRA ENERGY TRUST 29381P102020100222142425 T3 29381P10220100222142425 2010022214380402/22/2010 14:38:04 083433102 020100222143804R R 083433102020100222143804 BENVEST NEW LOOK INCOME FUND / FONDS DE REVENU BENVEST NEW LOOK 083433102020100222143804R T3, R16 08343310220100222143804R 2010022215533002/22/2010 15:53:30 960911105 020100222155330 960911105020100222155330 WESTSHORE TERMINALS INCOME FUND 960911105020100222155330 T3, R16 96091110520100222155330 2010022216390002/22/2010 16:39:00 107874109 020100222163900 107874109020100222163900 THE BRICK GROUP INCOME FUND 107874109020100222163900 T3 10787410920100222163900 2010022216462602/22/2010 16:46:26 717045108 020100222164626R R 717045108020100222164626 PEYTO ENERGY TRUST 717045108020100222164626R T3 71704510820100222164626R 2010022219570002/22/2010 19:57:00 098415102 020100222195700 098415102020100222195700 BONNETT'S ENERGY SERVICES TRUST 098415102020100222195700 T3 09841510220100222195700 2010022310104202/23/2010 10:10:42 44045Y100 020100223101042 44045Y100020100223101042 HORIZONS ALPHAPRO FIERA TACTICAL BOND FUND - CLASS A 44045Y100020100223101042 T3, R16 44045Y10020100223101042 2010022310114202/23/2010 10:11:42 44045Y209 020100223101142 44045Y209020100223101142 HORIZONS ALPHAPRO FIERA TACTICAL BOND FUND - CLASS F 44045Y209020100223101142 T3, R16 44045Y20920100223101142 2010022312045902/23/2010 12:04:59 536345200 020100223120459 536345200020100223120459 LIQUOR STORES INCOME FUND 536345200020100223120459 T3 53634520020100223120459 2010022314021402/23/2010 14:02:14 390631109 020100223140214 390631109020100223140214 BROOKFIELD RENEWABLE POWER FUND 390631109020100223140214 T3, R16 39063110920100223140214 2010022314193202/23/2010 14:19:32 45771K107 020100223141932 45771K107020100223141932 INNERGEX POWER INCOME FUND, INNERGEX ÉNERGIE FONDS DE REVENU 45771K107020100223141932 T3, R16 45771K10720100223141932 2010022314534902/23/2010 14:53:49 14917H105 020100223145349 14917H105020100223145349 CATHEDRAL ENERGY SERVICES INCOME TRUST 14917H105020100223145349 T3 14917H10520100223145349 2010022315040402/23/2010 15:04:04 30066K103 020100223150404 30066K103020100223150404 EXCEL INDIA TRUST 30066K103020100223150404 T3 30066K10320100223150404 2010022315103502/23/2010 15:10:35 700565104 020100223151035 700565104020100223151035 PARK LAWN INCOME TRUST 700565104020100223151035 T3 70056510420100223151035 2010022315151202/23/2010 15:15:12 699219101 020100223151512 699219101020100223151512 PARAMOUNT ENERGY TRUST 699219101020100223151512 T3 69921910120100223151512 2010022315181902/23/2010 15:18:19 091938100 020100223151819 091938100020100223151819 BLACK DIAMOND INCOME FUND 091938100020100223151819 T3 09193810020100223151819 2010022315433402/23/2010 15:43:34 262076102 020100223154334 262076102020100223154334 DRIVE PRODUCTS INCOME FUND 262076102020100223154334 T3 26207610220100223154334 2010022315580002/23/2010 15:58:00 18384D109 020100223155800R R 18384D109020100223155800 CLAYMORE CANADIAN FINANCIAL MONTHLY INCOME ETF - ADVISOR CLASS 18384D109020100223155800R T3 18384D10920100223155800R 2010022316102602/23/2010 16:10:26 18383Y104 020100223161026R R 18383Y104020100223161026 CLAYMORE GLOBAL MONTHLY ADVANTAGED DIVIDEND ETF - COMMON CLASS 18383Y104020100223161026R T3 18383Y10420100223161026R 2010022317534902/23/2010 17:53:49 18382T205 020100223175349R R 18382T205020100223175349 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100223175349R T3 18382T20520100223175349R 2010022317534002/23/2010 17:53:40 18382T106 020100223175340R R 18382T106020100223175340 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100223175340R T3 18382T10620100223175340R 2010022317553602/23/2010 17:55:36 183829209 020100223175536R R 183829209020100223175536 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100223175536R T3 18382920920100223175536R 2010022317550502/23/2010 17:55:05 183829100 020100223175505R R 183829100020100223175505 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100223175505R T3 18382910020100223175505R 2010022317570802/23/2010 17:57:08 18382N208 020100223175708R R 18382N208020100223175708 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - ADVISOR CLASS 18382N208020100223175708R T3 18382N20820100223175708R 2010022317565902/23/2010 17:56:59 18382N109 020100223175659R R 18382N109020100223175659 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N109020100223175659R T3 18382N10920100223175659R 2010022317584802/23/2010 17:58:48 18382N109 020100223175848R R 18382N109020100223175848 CLAYMORE 1-5 YR LADDERED CORPORATE BOND ETF - COMMON CLASS 18382N109020100223175848R T3 18382N10920100223175848R 2010022317582502/23/2010 17:58:25 18382U202 020100223175825R R 18382U202020100223175825 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100223175825R T3 18382U20220100223175825R 2010022318002402/23/2010 18:00:24 18382U103 020100223180024R R 18382U103020100223180024 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100223180024R T3 18382U10320100223180024R 2010022317595702/23/2010 17:59:57 18385H208 020100223175957R R 18385H208020100223175957 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100223175957R T3 18385H20820100223175957R 2010022318015502/23/2010 18:01:55 18384J106 020100223180155R R 18384J106020100223180155 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100223180155R T3 18384J10620100223180155R 2010022318012902/23/2010 18:01:29 18384J114 020100223180129R R 18384J114020100223180129 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100223180129R T3 18384J11420100223180129R 2010022318034102/23/2010 18:03:41 18385N205 020100223180341R R 18385N205020100223180341 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100223180341R T3 18385N20520100223180341R 2010022318044602/23/2010 18:04:46 138331205 020100223180446R R 138331205020100223180446 CLAYMORE CDN DIVIDEND & INCOME ACHIEVERS ETF - ADVISOR CLASS 138331205020100223180446R T3 13833120520100223180446R 2010022318052302/23/2010 18:05:23 18385N106 020100223180523R R 18385N106020100223180523 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100223180523R T3 18385N10620100223180523R 2010022318045402/23/2010 18:04:54 183831106 020100223180454R R 183831106020100223180454 CLAYMORE CDN DIVIDEND & INCOME ACHIEVERS ETF - COMMON CLASS 183831106020100223180454R T3 18383110620100223180454R 2010022318053702/23/2010 18:05:37 183832203 020100223180537R R 183832203020100223180537 CLAYMORE OIL SANDS SECTOR ETF - ADVISOR CLASS 183832203020100223180537R T3 18383220320100223180537R 2010022318212902/23/2010 18:21:29 18385H109 020100223182129R R 18385H109020100223182129 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100223182129R T3 18385H10920100223182129R 2010022318233202/23/2010 18:23:32 18383A205 020100223182332R R 18383A205020100223182332 CLAYMORE GLOBAL ARGICULTURE ETF - ADVISOR CLASS 18383A205020100223182332R T3 18383A20520100223182332R 2010022318232502/23/2010 18:23:25 183839109 020100223182325R R 183839109020100223182325 CLAYMORE S&P/TSX GLOBAL MINING ETF - COMMON CLASS 183839109020100223182325R T3 18383910920100223182325R 2010022318244302/23/2010 18:24:43 183838101 020100223182443R R 183838101020100223182443 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100223182443R T3 18383810120100223182443R 2010022318263502/23/2010 18:26:35 183838200 020100223182635R R 183838200020100223182635 CLAYMORE S&P GLOBAL WATER ETF - ADVISOR CLASS 183838200020100223182635R T3 18383820020100223182635R 2010022318271802/23/2010 18:27:18 18385N205 020100223182718R R 18385N205020100223182718 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - ADVISOR CLASS 18385N205020100223182718R T3 18385N20520100223182718R 2010022318282302/23/2010 18:28:23 18387E104 020100223182823R R 18387E104020100223182823 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100223182823R T3 18387E10420100223182823R 2010022318282802/23/2010 18:28:28 18383A106 020100223182828R R 18383A106020100223182828 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100223182828R T3 18383A10620100223182828R 2010022318302202/23/2010 18:30:22 18387E112 020100223183022R R 18387E112020100223183022 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100223183022R T3 18387E11220100223183022R 2010022318305802/23/2010 18:30:58 183839208 020100223183058R R 183839208020100223183058 CLAYMORE S&P/TSX GLOBAL MINING ETF - ADVISOR CLASS 183839208020100223183058R T3 18383920820100223183058R 2010022318422602/23/2010 18:42:26 18387E120 020100223184226R R 18387E120020100223184226 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100223184226R T3 18387E12020100223184226R 2010022318425602/23/2010 18:42:56 18387E138 020100223184256R R 18387E138020100223184256 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - ADVISOR CLASS 18387E138020100223184256R T3 18387E13820100223184256R 2010022320164502/23/2010 20:16:45 71915R105 020100223201645 71915R105020100223201645 PHOENIX TECHNOLOGY INCOME FUND 71915R105020100223201645 T3 71915R10520100223201645 2010022408230102/24/2010 08:23:01 47214X100 020100224082301 47214X100020100224082301 JAZZ AIR INCOME FUND 47214X100020100224082301 T3, R16 47214X10020100224082301 2010022409302102/24/2010 09:30:21 662906106 020100224093021 662906106020100224093021 NORTH WEST COMPANY FUND 662906106020100224093021 T3, R16 66290610620100224093021 2010022410171102/24/2010 10:17:11 1614OU100 020100224101711 1614OU100020100224101711 CHARTWELL SENIORS HOUSING REAL ESTATE INVESTMENT TRUST 1614OU100020100224101711 T3 1614OU10020100224101711 2010022412010002/24/2010 12:01:00 553744103 020100224120100 553744103020100224120100 MSP MAXXUM TRUST 553744103020100224120100 T3, R16 55374410320100224120100 2010022412110502/24/2010 12:11:05 989132105 020100224121105R R 989132105020100224121105 ZARGON ENERGY TRUST 989132105020100224121105R T3 98913210520100224121105R 2010022412171402/24/2010 12:17:14 18387E138 020100224121714R R 18387E138020100224121714 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - ADVISOR CLASS 18387E138020100224121714R T3 18387E13820100224121714R 2010022412191302/24/2010 12:19:13 18387E120 020100224121913R R 18387E120020100224121913 CLAYMORE US FUNDAMENTAL INDEX ETF C$ HEDGED - COMMON CLASS 18387E120020100224121913R T3 18387E12020100224121913R 2010022412200702/24/2010 12:20:07 18385H109 020100224122007R R 18385H109020100224122007 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18385H109020100224122007R T3 18385H10920100224122007R 2010022412220602/24/2010 12:22:06 18383A106 020100224122206R R 18383A106020100224122206 CLAYMORE GLOBAL AGRICULTURE ETF - COMMON CLASS 18383A106020100224122206R T3 18383A10620100224122206R 2010022412214202/24/2010 12:21:42 18383A205 020100224122142R R 18383A205020100224122142 CLAYMORE GLOBAL ARGICULTURE ETF - ADVISOR CLASS 18383A205020100224122142R T3 18383A20520100224122142R 2010022412222802/24/2010 12:22:28 183838101 020100224122228R R 183838101020100224122228 CLAYMORE S&P GLOBAL WATER ETF - COMMON CLASS 183838101020100224122228R T3 18383810120100224122228R 2010022412242502/24/2010 12:24:25 183838200 020100224122425R R 183838200020100224122425 CLAYMORE S&P GLOBAL WATER ETF - ADVISOR CLASS 183838200020100224122425R T3 18383820020100224122425R 2010022412235902/24/2010 12:23:59 18387E112 020100224122359R R 18387E112020100224122359 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED ADVISOR CLASS 18387E112020100224122359R T3 18387E11220100224122359R 2010022412262302/24/2010 12:26:23 183839109 020100224122623R R 183839109020100224122623 CLAYMORE S&P/TSX GLOBAL MINING ETF - COMMON CLASS 183839109020100224122623R T3 18383910920100224122623R 2010022412262902/24/2010 12:26:29 183839208 020100224122629R R 183839208020100224122629 CLAYMORE S&P/TSX GLOBAL MINING ETF - ADVISOR CLASS 183839208020100224122629R T3 18383920820100224122629R 2010022412283302/24/2010 12:28:33 18387E104 020100224122833R R 18387E104020100224122833 CLAYMORE US FUNDAMENTAL INDEX ETF NON-HEDGED COMMON CLASS 18387E104020100224122833R T3 18387E10420100224122833R 2010022412290802/24/2010 12:29:08 18383P202 020100224122908R R 18383P202020100224122908 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - ADVISOR CLASS 18383P202020100224122908R T3 18383P20220100224122908R 2010022412284502/24/2010 12:28:45 18384J106 020100224122845R R 18384J106020100224122845 CLAYMORE GLOBAL REAL ESTATE ETF - ADVISOR CLASS 18384J106020100224122845R T3 18384J10620100224122845R 2010022412292202/24/2010 12:29:22 18383B104 020100224122922R R 18383B104020100224122922 CLAYMORE GLOBAL INFRASTRUCTURE ETF - ADVISOR CLASS 18383B104020100224122922R T3 18383B10420100224122922R 2010022412311102/24/2010 12:31:11 18383B112 020100224123111R R 18383B112020100224123111 CLAYMORE GLOBAL INFRASTRUCTURE ETF - COMMON CLASS 18383B112020100224123111R T3 18383B11220100224123111R 2010022412322402/24/2010 12:32:24 18385N106 020100224123224R R 18385N106020100224123224 CLAYMORE S&P/TSX CANADIAN DIVIDEND ETF - COMMON CLASS 18385N106020100224123224R T3 18385N10620100224123224R 2010022412323502/24/2010 12:32:35 18383P103 020100224123235R R 18383P103020100224123235 CLAYMORE JAPAN FUNDAMENTAL INDEX ETF - COMMON CLASS 18383P103020100224123235R T3 18383P10320100224123235R 2010022412343302/24/2010 12:34:33 18384J114 020100224123433R R 18384J114020100224123433 CLAYMORE GLOBAL REAL ESTATE ETF - COMMON CLASS 18384J114020100224123433R T3 18384J11420100224123433R 2010022412340902/24/2010 12:34:09 18385H208 020100224123409R R 18385H208020100224123409 CLAYMORE INTERNATIONAL FUNDAMENTAL INDEX ETF - COMMON CLASS 18385H208020100224123409R T3 18385H20820100224123409R 2010022412355802/24/2010 12:35:58 183829209 020100224123558R R 183829209020100224123558 CLAYMORE BRIC ETF - ADVISOR CLASS 183829209020100224123558R T3 18382920920100224123558R 2010022412352902/24/2010 12:35:29 18382T106 020100224123529R R 18382T106020100224123529 CLAYMORE BALANCED INCOME COREPORTFOLIO - COMMON CLASS 18382T106020100224123529R T3 18382T10620100224123529R 2010022412361702/24/2010 12:36:17 18382U202 020100224123617R R 18382U202020100224123617 CLAYMORE BALANCED GROWTH COREPORTFOLIO - ADVISOR CLASS 18382U202020100224123617R T3 18382U20220100224123617R 2010022412370602/24/2010 12:37:06 18382U103 020100224123706R R 18382U103020100224123706 CLAYMORE BALANCED GROWTH COREPORTFOLIO - COMMON CLASS 18382U103020100224123706R T3 18382U10320100224123706R 2010022412375802/24/2010 12:37:58 18382T205 020100224123758R R 18382T205020100224123758 CLAYMORE BALANCED INCOME COREPORTFOLIO - ADVISOR CLASS 18382T205020100224123758R T3 18382T20520100224123758R 2010022412394202/24/2010 12:39:42 183829100 020100224123942R R 183829100020100224123942 CLAYMORE BRIC ETF - COMMON CLASS 183829100020100224123942R T3 18382910020100224123942R 2010022412503602/24/2010 12:50:36 091938100 020100224125036R R 091938100020100224125036 BLACK DIAMOND INCOME FUND 091938100020100224125036R T3 09193810020100224125036R 2010022412544902/24/2010 12:54:49 239600109 020100224125449R R 239600109020100224125449 DAYLIGHT RESOURCES TRUST 239600109020100224125449R T3 23960010920100224125449R 2010022413482302/24/2010 13:48:23 512223108 020100224134823 512223108020100224134823 LAKEVIEW HOTEL REAL ESTATE INVESTMENT TRUST 512223108020100224134823 T3, R16 51222310820100224134823 2010022414492802/24/2010 14:49:28 871000105 020100224144928R R 871000105020100224144928 SWISS WATER DECAFFEINATED COFFEE INCOME FUND 871000105020100224144928R T3 87100010520100224144928R 2010022414534802/24/2010 14:53:48 296693104 020100224145348 296693104020100224145348 ESSENTIAL ENERGY SERVICES TRUST 296693104020100224145348 T3 29669310420100224145348 2010022415232102/24/2010 15:23:21 239058100 020100224152321R R 239058100020100224152321 DAVIS+HENDERSON INCOME FUND 239058100020100224152321R T3 23905810020100224152321R 2010022415240702/24/2010 15:24:07 92707W102 020100224152407R R 92707W102020100224152407 VILLAGE FARMS INCOME FUND. 92707W102020100224152407R T3 92707W10220100224152407R 2010022417344802/24/2010 17:34:48 301285102 020100224173448 301285102020100224173448 EXCHANGE INDUSTRIAL INCOME FUND 301285102020100224173448 T3 30128510220100224173448 2010022417423402/24/2010 17:42:34 655432102 020100224174234 655432102020100224174234 NORANDA INCOME FUND 655432102020100224174234 T3, R16 65543210220100224174234 2010022420455502/24/2010 20:45:55 16387P103 020100224204555 16387P103020100224204555 CHEMTRADE LOGISTICS INCOME FUND 16387P103020100224204555 T3 16387P10320100224204555 2010022508545502/25/2010 08:54:55 134921105 020100225085455 134921105020100225085455 CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST 134921105020100225085455 T3 13492110520100225085455 2010022509101002/25/2010 09:10:10 69329M100 020100225091010 69329M100020100225091010 PDM ROYALTIES INCOME FUND 69329M100020100225091010 T3 69329M10020100225091010 2010022509514602/25/2010 09:51:46 63945WAA3 020100225095146 63945WAA3020100225095146 NBC CAPITAL TRUST - NBC CAPS - SERIE 1 63945WAA3020100225095146 T3, R16 63945WAA320100225095146 2010022509532802/25/2010 09:53:28 62874WAA0 020100225095328 62874WAA0020100225095328 NBC ASSET TRUST - NBC CAPS II - SERIE 1 62874WAA0020100225095328 T3, R16 62874WAA020100225095328 2010022509555102/25/2010 09:55:51 62874WAB8 020100225095551 62874WAB8020100225095551 NBC ASSET TRUST - NBC CAPS II - SERIE 2 62874WAB8020100225095551 T3, R16 62874WAB820100225095551 2010022510042202/25/2010 10:04:22 662906106 020100225100422R R 662906106020100225100422 NORTH WEST COMPANY FUND 662906106020100225100422R T3, R16 66290610620100225100422R 2010022510072802/25/2010 10:07:28 515555100 020100225100728 515555100020100225100728 LANESBOROUGH REAL ESTATE INVESTMENT TRUST 515555100020100225100728 T3, R16 51555510020100225100728 2010022510095602/25/2010 10:09:56 880018106 020100225100956 880018106020100225100956 TEMPLE REAL ESTATE INVESTMENT TRUST 880018106020100225100956 T3, R16 88001810620100225100956 2010022510413702/25/2010 10:41:37 700565104 020100225104137R R 700565104020100225104137 PARK LAWN INCOME TRUST 700565104020100225104137R T3 70056510420100225104137R 2010022510424702/25/2010 10:42:47 301285102 020100225104247R R 301285102020100225104247 EXCHANGE INDUSTRIAL INCOME FUND 301285102020100225104247R T3 30128510220100225104247R 2010022511232002/25/2010 11:23:20 172453102 020100225112320 172453102020100225112320 CINEPLEX GALAXY INCOME FUND 172453102020100225112320 T3 17245310220100225112320 2010022511241002/25/2010 11:24:10 004273108 020100225112410 004273108020100225112410 ACADIAN TIMBER CORP 004273108020100225112410 T3 00427310820100225112410 2010022511332802/25/2010 11:33:28 655432102 020100225113328R R 655432102020100225113328 NORANDA INCOME FUND 655432102020100225113328R T3, R16 65543210220100225113328R 2010022511370102/25/2010 11:37:01 225908102 020100225113701 225908102020100225113701 CRESCENT POINT ENERGY TRUST 225908102020100225113701 T3 22590810220100225113701 2010022512410102/25/2010 12:41:01 866759103 020100225124101 866759103020100225124101 SUN GRO HORTICULTURE INCOME FUND 866759103020100225124101 T3 86675910320100225124101 2010022513091702/25/2010 13:09:17 379409105 020100225130917 379409105020100225130917 GLOBAL DIVERSIFIED INVESTMENT GRADE INCOME TRUST 379409105020100225130917 T3, R16 37940910520100225130917 2010022513113002/25/2010 13:11:30 379435209 020100225131130 379435209020100225131130 GLOBAL DIVERSIFIED INVESTMENT GRADE INCOME TRUST II 379435209020100225131130 T3, R16 37943520920100225131130 2010022513113502/25/2010 13:11:35 379412109 020100225131135 379412109020100225131135 GLOBAL DIVERSIFIED INVESTMENT GRADE PRIVATETRUST 379412109020100225131135 T3, R16 37941210920100225131135 2010022513165002/25/2010 13:16:50 74267X209 020100225131650 74267X209020100225131650 PRO AMS US TRUST 74267X209020100225131650 T3 74267X20920100225131650 2010022513205902/25/2010 13:20:59 383749108 020100225132059 383749108020100225132059 GOVERNMENT STRIP BOND TRUST 383749108020100225132059 T3 38374910820100225132059 2010022513223002/25/2010 13:22:30 890520109 020100225132230 890520109020100225132230 TOP 10 SPLIT TRUST- CAPITAL UNITS 890520109020100225132230 T3 89052010920100225132230 2010022513245002/25/2010 13:24:50 38067T106 020100225132450 38067T106020100225132450 GOLD PARTICIPATION AND INCOME FUND 38067T106020100225132450 T3 38067T10620100225132450 2010022513270102/25/2010 13:27:01 89054A105 020100225132701 89054A105020100225132701 TOP 10 CANADIAN FINANCIAL TRUST 89054A105020100225132701 T3 89054A10520100225132701 2010022513295802/25/2010 13:29:58 335940102 020100225132958 335940102020100225132958 FIRST PREMIUM INCOME TRUST 335940102020100225132958 T3 33594010220100225132958 2010022513323402/25/2010 13:32:34 74048F105 020100225133234 74048F105020100225133234 PREMIER CANADIAN INCOME FUND (FORMERLY GLOBAL PLUS INCOME TRUST) 74048F105020100225133234 T3 74048F10520100225133234 2010022513335302/25/2010 13:33:53 21867N107 020100225133353 21867N107020100225133353 CORE CANADIAN DIVIDEND TRUST 21867N107020100225133353 T3 21867N10720100225133353 2010022514122802/25/2010 14:12:28 183831205 020100225141228 183831205020100225141228 CLAYMORE CDN DIVIDEND & INCOME ACHIEVERS ETF - ADVISOR CLASS 183831205020100225141228 T3 18383120520100225141228 2010022514143902/25/2010 14:14:39 435702204 020100225141439 435702204020100225141439 HOLLOWAY LODGING REAL ESTATE INVESTMENT TRUST 435702204020100225141439 T3, R16 43570220420100225141439 2010022514275002/25/2010 14:27:50 09951T106 020100225142750 09951T106020100225142750 BORALEX POWER INCOME FUND 09951T106020100225142750 T3, R16 09951T10620100225142750 2010022515072002/25/2010 15:07:20 212337109 020100225150720 212337109020100225150720 CONTRANS INCOME FUND 212337109020100225150720 T3 21233710920100225150720 2010022515123402/25/2010 15:12:34 829636109 020100225151234 829636109020100225151234 SIR ROYALTY INCOME FUND 829636109020100225151234 T3 82963610920100225151234 2010022515114402/25/2010 15:11:44 32113G200 020100225151144 32113G200020100225151144 FIRST NATIONAL ALARMCAP INCOME FUND 32113G200020100225151144 T3 32113G20020100225151144 2010022515284502/25/2010 15:28:45 31659W108 020100225152845 31659W108020100225152845 FIERA HIGH INCOME TRUST 31659W108020100225152845 T3 31659W10820100225152845 2010022515403102/25/2010 15:40:31 090762105 020100225154031 090762105020100225154031 BIRD CONSTRUCTION INCOME FUND 090762105020100225154031 T3 09076210520100225154031 2010022516270402/25/2010 16:27:04 493272108 020100225162704 493272108020100225162704 KEYERA FACILITIES INCOME FUND 493272108020100225162704 T3 49327210820100225162704 2010022517065902/25/2010 17:06:59 617914106 020100225170659 617914106020100225170659 MORGUARD REAL ESTATE INVESTMENT TRUST 617914106020100225170659 T3 61791410620100225170659 2010022518534702/25/2010 18:53:47 487522104 020100225185347 487522104020100225185347 THE KEG ROYALTIES INCOME FUND 487522104020100225185347 T3 48752210420100225185347 2010022609194902/26/2010 09:19:49 23768U107 020100226091949 23768U107020100226091949 DATA GROUP INCOME FUND 23768U107020100226091949 T3 23768U10720100226091949 2010022609411502/26/2010 09:41:15 225908102 020100226094115R R 225908102020100226094115 CRESCENT POINT ENERGY TRUST 225908102020100226094115R T3 22590810220100226094115R 2010022609451702/26/2010 09:45:17 67087E203 020100226094517 67087E203020100226094517 O'LEARY GLOBAL EQUITY INCOME FUND 67087E203020100226094517 T3, R16 67087E20320100226094517 2010022609455502/26/2010 09:45:55 33847Y103 020100226094555R R 33847Y103020100226094555 FLAHERTY & CRUMRINE INVESTMENT GRADE FIXED INCOME FUND 33847Y103020100226094555R T3 33847Y10320100226094555R 2010022609511502/26/2010 09:51:15 007574106 020100226095115 007574106020100226095115 ADVANTAGE PREFERRED SHARE TRUST 007574106020100226095115 T3 00757410620100226095115 2010022609545302/26/2010 09:54:53 67088H106 020100226095453 67088H106020100226095453 O'LEARY GLOBAL INFRASTRUCTURE FUND 67088H106020100226095453 T3, R16 67088H10620100226095453 2010022610011102/26/2010 10:01:11 67088L107 020100226100111 67088L107020100226100111 O'LEARY GLOBAL INCOME OPPORTUNITIES FUND 67088L107020100226100111 T3, R16 67088L10720100226100111 2010022610051002/26/2010 10:05:10 670873207 020100226100510 670873207020100226100510 O'LEARY CANADIAN INCOME OPPORTUNITIES FUND 670873207020100226100510 T3, R16 67087320720100226100510 2010022610103702/26/2010 10:10:37 930787106 020100226101037 930787106020100226101037 WAJAX INCOME FUND 930787106020100226101037 T3 93078710620100226101037 2010022610141702/26/2010 10:14:17 67088K109 020100226101417 67088K109020100226101417 O'LEARY FOUNDER'S SERIES INCOME & GROWTH FUND 67088K109020100226101417 T3, R16 67088K10920100226101417 2010022610313802/26/2010 10:31:38 021360102 020100226103138 021360102020100226103138 ALTAGAS INCOME TRUST 021360102020100226103138 T3 02136010220100226103138 2010022610454302/26/2010 10:45:43 210724100 020100226104543 210724100020100226104543 CONSUMERS' WATERHEATER INCOME FUND 210724100020100226104543 T3 21072410020100226104543 2010022610495302/26/2010 10:49:53 861823102 020100226104953 861823102020100226104953 STONEHAM DRILLING TRUST 861823102020100226104953 T3 86182310220100226104953 2010022611010202/26/2010 11:01:02 829636109 020100226110102R R 829636109020100226110102 SIR ROYALTY INCOME FUND 829636109020100226110102R T3 82963610920100226110102R 2010022611081102/26/2010 11:08:11 76117K105 020100226110811 76117K105020100226110811 RESOLVE BUSINESS OUTSOURCING INCOME FUND 76117K105020100226110811 T3 76117K10520100226110811 2010022611414002/26/2010 11:41:40 10550X100 020100226114140 10550X100020100226114140 BRASCAN SOUNDVEST FOCUSED BUSINESS TRUST 10550X100020100226114140 T3 10550X10020100226114140